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Order Removing Conditions from in the Matter of John A. Bodnar And International Assets Advisory, LLC International Assets Investment Management, LLC Docket No. 17-011-S, April 28, 2017

Order

Docket No. 20-027-S
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STATE OF VERMONT 
DEPARTMENT OF FINANCIAL REGULATION

In the matter of

JOHN A. BODNAR

Docket No.  20-027-S

and

INTERNATIONAL ASSETS ADVISORY, LLC

INTERNATIONAL ASSETS INVESTMENT

MANAGEMENT, LLC

 

Respondents

_____________________________________________

 

ORDER REMOVING CONDITIONS FROM IN THE MATTER OF JOHN A. BODNAR AND INTERNATIONAL ASSETS ADVISORY, LLC, INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC DOCKET NO. 17-011-S, APRIL 28, 2017

FACTS

From and after April 28, 2017, International Assets Advisory, LLC, International Assets Investment Management, LLC, and John A. Bodnar (collectively, “Respondents”) were subject to the terms and conditions of a Registration Consent Order, in the Matter of John A. Bodnar and International Assets Advisory, LLC, International Assets Investment Management, LLC, Docket No. 17-011-S, April 28, 2017 (the “April 2017 Registration Consent Order”) issued by the Department.

Respondents complied satisfactorily with their obligations under the April 28, 2017 Consent Order as of July 9, 2020.  In light of Respondents’ compliance, the Department issues this Order.

The Department hereby removes all conditions set forth by the April 2017 Registration Consent Order as applied to the Respondents on a prospective basis, with an effective date of July 9, 2020.

IT IS HEREBY ORDERED on this ________ day of _____________________, 2020.                                                             

MICHAEL PIECIAK, Commissioner

Vermont Department of Financial Regulation