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DFR Regulations, Orders, Bulletins and Market Conduct Exams

Regulation Bulletins
Type Sort descending Name Effective Date Title
Bulletin Banking Bulletin #15 Fri, 11/09/1990 Use of "Bank", "Banking Association", or "Trust Company" by Financial Services Institutions
Bulletin Banking Bulletin #19 Wed, 07/23/1997 Permitted Charges on Mortgages
Order Docket No. 12-020-B and 12-021-B Fri, 10/05/2012 VSECU Settlement Agreement
Order Docket No. 12-012-B Fri, 05/11/2012 In Re: 8 VSA Chapter 73 - Order for Financial Advisors to Obtain Mortgage Loan Originator License Transition
Order Docket No. 13-004-I Fri, 04/19/2013 In Re: Triad Guaranty Stipulation and Consent
Order Docket No. 19-006-B Wed, 05/22/2019 In Re: Poloniex LLC Stipulation and Consent Order
Order Docket No. 19-059-B Thu, 03/05/2020 North American Financial Management Stipulation and Consent
Order Docket No. 19-070-B Tue, 01/21/2020 Uphold HQ Stipulation and Consent
Order Docket No. 13-033-B Fri, 01/10/2014 Lisa Fendelet - Order
Order Docket No. 12-027-B Tue, 07/03/2012 In Re: IH Financial Licenses Inc. Stipulation and Consent
Order Docket No. 12-050-B Thu, 12/06/2012 In Re: Border Lodge Credit Union - Amended Order
Order Docket No. 13-010-B Mon, 05/13/2013 Shelter Mortgage Company - Stipulation and Consent
Order Docket No. 13-017-B Sat, 09/14/2013 David Rome - Order
Order Docket No. 13-018-B Mon, 09/16/2013 Zachary Tierney - Order
Order Docket No. 13-020-B Mon, 09/16/2013 Brandon Maddick - Order
Order Docket No. 13-021-B Sun, 07/21/2013 Securities Finance Trust Company - Order
Order Docket No. 13-024-B Sat, 08/31/2013 Amerisave Mortgage - Settlement Agreement and Order
Order Docket No. 13-026-B Mon, 09/09/2013 In Re: NetSpend Corporation
Order Docket No. 16-019-B Thu, 06/09/2016 In Re: Benaissance
Order Docket No. 22-007-B Wed, 03/16/2022 Bank of Burlington - Order Granting Permission to Organize as an Investor-Owned Universal Financial Institution
Order Docket No. 23-005-B Wed, 04/26/2023 Express Tech-Financing, LLC Stipulation and Consent Order
Order Docket No. 24-005-B Fri, 03/22/2024 Sigue Corp. Interim Consent Order
Order Docket No. 23-020-B Tue, 10/17/2023 ACI Payments, Inc.; ACI Worldwide Corp.
Order Docket No. 22-020-B Fri, 02/10/2023 Olympic Financial Group Inc Stipulation and Consent Order
Order Docket No. 22-034-B Tue, 11/08/2022 Acceleron Corp. | Amended and Restated Order Granting Permission to Organize as an Investor-Owned Uninsured Bank