State of Vermont
Type![]() |
Name | Effective Date | Title |
---|---|---|---|
Order | Docket No. 13-001-S | Fri, 02/08/2013 | UVEST Financial Services Group Consent Order |
Order | Docket No. 18-029-S | Thu, 07/26/2018 | In Re: DA Davidson |
Order | Docket No. 19-055-S | Fri, 12/20/2019 | Maryland Cultivation and Processing Stipulation and Consent |
Order | Docket No. 13-001-S | Fri, 03/08/2013 | ProEquities Consent Order |
Order | Docket No. 18-015-S | Thu, 06/07/2018 | In Re: Jacinto “Spirit Wolf” Vega, Jr. |
Order | Docket No. 19-019-S | Wed, 01/08/2020 | Liberty Partners Financial Services Stipulation and Consent |
Regulation | Reg. S-2016-01 (Revised) | Thu, 12/16/2021 | Vermont Securities Regulations |