| Order |
Docket No. 21-056-S |
Wed, 01/05/2022 |
Ray Trombley Associates LLC Stipulation and Consent Order |
| Order |
Docket No. 22-022-S |
Thu, 01/26/2023 |
Nexo Inc., Nexo Capital, Inc. and Nexo Financial, LLC Stipulation and Consent Order |
| Order |
Docket No. 22-022-S |
Mon, 09/26/2022 |
Nexo Inc. Ex Parte Order to Cease and Desist |
| Order |
Docket No. 21-049-S |
Tue, 09/13/2022 |
Avantax Stipulation and Consent Order |
| Order |
Docket No. 21-048-S |
Wed, 09/14/2022 |
Polak Stipulation and Consent Order |
| Order |
Docket No. 22-004-S |
Fri, 01/13/2023 |
(FINAL ORDER) Voyager Ex Parte Order to Cease and Desist |
| Order |
Docket No. 22-011-S |
Fri, 06/17/2022 |
Chadwick Stipulation and Interim Consent Order |
| Order |
Docket No. 21-053-S (Withdrawal) |
Thu, 05/19/2022 |
Withdrawal of Ex Parte Order to Cease and Desist |
| Order |
Docket No. 22-011-S |
Tue, 05/03/2022 |
Chadwick Ex Parte Order to Cease and Desist |
| Order |
Docket No. 15-006-S |
Tue, 07/07/2015 |
Michael Bombardier Stipulation and Consent |
| Order |
Docket No. 22-004-S |
Tue, 03/29/2022 |
Voyager Digital Show Cause Order |
| Order |
Docket No. 21-051-S |
Wed, 03/16/2022 |
Robinhood Financial Stipulation and Consent Order |
| Order |
Docket No. 14-023-S |
Mon, 07/21/2014 |
Vermont Solar / Utility No-Action "SUN" Exemption |
| Order |
Docket No. 21-025-S |
Mon, 02/14/2022 |
BlockFi Consent Order |
| Order |
Docket No. 16-038-S |
Tue, 04/26/2016 |
LPL Financial Consent Order |
| Order |
Docket No. 16-022-S |
Tue, 09/06/2016 |
EKN Financial Services, Inc - Default Judgment and Order |
| Order |
Docket No. 19-022-S |
Wed, 06/05/2019 |
Gallatin Capital LLC Stipulation and Consent Order |
| Order |
Docket No. 19-012-S |
Tue, 04/02/2019 |
In Re: Future Income Payments, LLC; Scott Kohn |
| Order |
Docket No. 14-001-S |
Fri, 01/17/2014 |
Robert Jamo and Quasar Distributors, LLC |
| Order |
Docket No. 14-002-S |
Mon, 01/06/2014 |
Thomas Donnelly and Quasar Distributors, LLC |
| Order |
Docket No. 14-022-S |
Mon, 04/07/2014 |
Registration Exemption for SolarCommunities, Inc - Order |
| Order |
Docket No. 14-024-S |
Tue, 05/27/2014 |
Jason Oleet and Middlebury Securities, LLC - Order |
| Order |
Docket No. 14-089-S |
Mon, 12/01/2014 |
UBS Financial Services - Consent Order |
| Order |
Docket No. 19-004-S |
Thu, 03/14/2019 |
In RE: Flipside Cryto, Managed 9 LLC |
| Order |
Docket No. 19-003-S |
Fri, 03/08/2019 |
In RE: Flipside Cryto, Active Eight LLC |
