| Order |
Docket No. 23-003-2 |
Tue, 06/06/2023 |
Coinbase Global, Inc. Show Cause Order |
| Order |
Docket No. 24-001-S |
Mon, 01/22/2024 |
Consent Order in Re TradeStation Crypto, Inc. |
| Order |
Docket No 23-001-S |
Tue, 03/14/2023 |
Educator of Truth, et al., dba Educational Empowerment Corp. and Mark Laurence Donald Emerson | Ex Parte Order to Cease and Desist |
| Order |
Docket No. 23-001-S |
Fri, 05/05/2023 |
Educator of Truth, et al., dba Educational Empowerment Corp. and Mark Laurence Donald Emerson | Stipulation and Consent Order |
| Order |
Docket No. 16-022-S |
Tue, 09/06/2016 |
EKN Financial Services, Inc - Default Judgment and Order |
| Order |
Docket No. 10-080-S |
Thu, 09/23/2010 |
Electronic Notice Filing of Certain Federal Covered Securities with Vermont |
| Order |
Docket No. 19-052-S |
Thu, 10/31/2019 |
Essex Securities LLC Stipulation and Consent Order |
| Order |
Docket No 23-002-S |
Wed, 06/14/2023 |
Ex Parte Order to Cease and Desist | Plutus Financial dba Abra |
| Order |
Docket No. 23-019-S |
Tue, 11/28/2023 |
Exeter Capital Companies, LLC Stipulation and Consent Order |
| Order |
Docket No. 20-016-S |
Wed, 03/18/2020 |
Fairholme Stipulation and Consent Order |
| Order |
RESCINDED - Docket No. 16-019-S |
Thu, 04/04/2019 |
First Financial Equity Corporation Order and Consent (Rescinded) |
| Order |
Docket No. 17-008-S |
Tue, 04/04/2017 |
Fishkin and Crow Hill Capital |
| Order |
Docket No. 19-022-S |
Wed, 06/05/2019 |
Gallatin Capital LLC Stipulation and Consent Order |
| Order |
Docket No. 10-032-S |
Tue, 04/27/2010 |
Goldman Sachs Consent Order |
| Bulletin |
Securities Bulletin 15-01-S |
Mon, 07/20/2015 |
Guidance on Utilizing the Rule Providing for the Vermont Small Business Offerings |
| Order |
Docket No. 18-020-S |
Fri, 05/03/2019 |
Harris, Weigand, and Global Mining Default Judgment and Order |
| Order |
Docket No. 11-007-S |
Sun, 02/13/2011 |
Henry Corrao and EKN Financial Services |
| Order |
Docket No. 19-021-S |
Thu, 08/29/2019 |
IBN Financial Services, Inc Stipulation And Consent Order |
| Order |
Docket No. 16-011-S, 16-012-S |
Tue, 09/13/2016 |
In Re: Alan Dauphin - Stipulation and Consent |
| Order |
Docket No. 13-029-S |
Mon, 09/09/2013 |
In Re: Alicia Goodman Cease and Desist |
| Order |
Docket No. 18-044-S |
Tue, 11/06/2018 |
In Re: Barker Partnership Fund |
| Order |
Docket No. 21-050-S |
Wed, 12/22/2021 |
In Re: Colomont, Inc. and Christopher Santee Show Cause Order |
| Order |
Docket No. 18-029-S |
Thu, 07/26/2018 |
In Re: DA Davidson |
| Order |
Docket No. 19-034-S |
Fri, 08/23/2019 |
IN RE: Escondido Village 388 DE Stipulation and Consent Order |
| Order |
Docket No. 19-003-S |
Fri, 03/08/2019 |
In RE: Flipside Cryto, Active Eight LLC |
