DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort ascending
Bulletin Insurance Bulletin #133 Fri, 10/05/2001 Laws Enacted During the 2000-2001 Legislative Session that Affect Insurers Doing Business in Vermont
Bulletin Insurance Bulletin #130 Mon, 01/22/2001 Laws Enacted During the 1999-2000 Legislative Session that Affect Insurers Doing Business in Vermont
Bulletin Insurance Bulletin #122 Sat, 08/01/1998 Laws Enacted During the 1997-1998 Legislative Session that Affect Insurers Doing Business in Vermont
Order Docket No. 19-009-I Mon, 04/01/2019 Lafayette Stipulation and Consent Order
Order Docket No. 21-033-I Fri, 11/05/2021 Kristina Chamis Default Judgement and Order
Order Docket No. 22-002-I Tue, 04/05/2022 Kristen Joy Szekely Default Judgment and Order
Order Docket No. 21-031-I Mon, 11/22/2021 Kimberly Trevino Default Judgement and Order
Order Docket No. 19-043-I Fri, 03/06/2020 Kimberley Zem Stipulation and Consent Order
Order Docket No. 20-007-I Tue, 04/14/2020 Kendra Aleman Default Judgement and Order
Order Docket No. 19-061-I Wed, 03/04/2020 Kathryn Rodriguez Default Judgement and Order
Bulletin Insurance Bulletin #198 Mon, 01/08/2018 Joint Guidance on Providing Advice for Securities and Insurance Products
Order Docket No. 19-046-I Tue, 11/26/2019 John Hancock Life Insurance Company Stipulation and Consent
Order Docket No. 03-038-I Wed, 12/01/2004 John Hancock Life Insurance Company Consent Order
Order Docket No. 20-039-I Tue, 03/23/2021 Joel Pitt Default Judgement and Order
Order Docket No. 20-006-I Wed, 03/18/2020 Joany Inc Default Judgement and Order
Order Docket No. 19-062-I Wed, 03/04/2020 Jessica Hendrickson Default Judgement and Order
Order Docket No. 21-041-I Tue, 01/11/2022 Jeffrey Brown Default Judgment and Order
Order Docket No. 19-066-I Wed, 03/04/2020 Jaymore Hicks Default Judgement and Order
Order Docket No. 19-016-I Thu, 10/17/2019 Jason Torres Default Judgement and Order
Order Docket No. 19-065-I Wed, 03/04/2020 Jasmyne Franking Default Order and Judgement
Regulation Reg. I-1993-03 Thu, 06/10/1993 Investments in Medium Grade and Lower Grade Obligations
Bulletin Insurance Bulletin #159 (Revised) Tue, 03/23/2021 Interest of Life Insurance Death Benefits (Revised)
Bulletin Insurance Bulletin #202 Fri, 11/02/2018 Interest of Insurance Claim Payments
Bulletin Health Bulletin #135 Mon, 11/05/2012 Integration of the Treatment for Mental Health, Substance Abuse, Physical Health
Bulletin Insurance Bulletin #166 Tue, 09/06/2011 Insurer Alert - Federal Disaster and Aftermath of Tropical Storm Irene in Vermont

Pages

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

Twitter icon
Facebook icon
LinkedIn icon

Employee Information