State of Vermont
DFR Regulations, Orders, Bulletins and Market Conduct Exams
| Type |
Name |
Effective Date | Title |
|---|---|---|---|
| Bulletin | Banking Bulletin #49 | Fri, 06/21/2019 | Automated Teller Machine Disclosures |
| Bulletin | Banking Bulletin #50 | Tue, 01/25/2022 | Requirements for MLOs and Employees of Licensees Working from a Remote Location |
| Order | Docket No. 12-012-B | Fri, 05/11/2012 | In Re: 8 VSA Chapter 73 - Order for Financial Advisors to Obtain Mortgage Loan Originator License Transition |
| Order | Docket No. 12-020-B and 12-021-B | Fri, 10/05/2012 | VSECU Settlement Agreement |
| Order | Docket No. 12-027-B | Tue, 07/03/2012 | In Re: IH Financial Licenses Inc. Stipulation and Consent |
| Order | Docket No. 12-050-B | Thu, 12/06/2012 | In Re: Border Lodge Credit Union - Amended Order |
| Order | Docket No. 13-004-I | Fri, 04/19/2013 | In Re: Triad Guaranty Stipulation and Consent |
| Order | Docket No. 13-010-B | Mon, 05/13/2013 | Shelter Mortgage Company - Stipulation and Consent |
| Order | Docket No. 13-017-B | Sat, 09/14/2013 | David Rome - Order |
| Order | Docket No. 13-018-B | Mon, 09/16/2013 | Zachary Tierney - Order |
| Order | Docket No. 13-020-B | Mon, 09/16/2013 | Brandon Maddick - Order |
| Order | Docket No. 13-021-B | Sun, 07/21/2013 | Securities Finance Trust Company - Order |
| Order | Docket No. 13-024-B | Sat, 08/31/2013 | Amerisave Mortgage - Settlement Agreement and Order |
| Order | Docket No. 13-026-B | Mon, 09/09/2013 | In Re: NetSpeed Corporation |
| Order | Docket No. 13-033-B | Fri, 01/10/2014 | Lisa Fendelet - Order |
| Order | Docket No. 13-038-B | Thu, 05/22/2014 | Plaza Home Mortgage |
| Order | Docket No. 13-058-B | Thu, 12/19/2013 | In Re: Ocwen Financial Corporation |
| Order | Docket No. 14-004-B | Thu, 04/03/2014 | In Re: United Capital Business Lending, Inc - Order |
| Order | Docket No. 14-028-B | Thu, 06/12/2014 | In Re: MH Pillars, Inc - Stipulation and Consent |
| Order | Docket No. 14-088-B | Mon, 12/22/2014 | Debra Kinney - Order |
| Order | Docket No. 15-004-B | Wed, 03/11/2015 | PYC Inc - Settlement Agreement |
| Order | Docket No. 15-007-B | Fri, 05/15/2015 | MSA Mortgage, LLC - Settlement Agreement |
| Order | Docket No. 15-021-B | Tue, 07/07/2015 | Sherman, Clay and Co - Stipulation and Consent |
| Order | Docket No. 15-033-B | Fri, 11/06/2015 | Ocwen Loan Servicing, LLC - Consent Agreement |
| Order | Docket No. 15-040-B | Mon, 11/09/2015 | Prospect Mortgage, LLC - Settlement Agreement and Order |
Pages
Contact Information
Department of Financial Regulation
Consumer Services
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)
Public Information
For public records, media inquiries, and press releases visit our Public Information web page.
Employee Information
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