State of Vermont
Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services.
DFR Regulations, Orders, Bulletins and Market Conduct Exams
| Type |
Name |
Effective Date | Title |
|---|---|---|---|
| Bulletin | Banking Bulletin #49 | Fri, 06/21/2019 | Automated Teller Machine Disclosures |
| Order | Docket No. 12-012-B | Fri, 05/11/2012 | In Re: 8 VSA Chapter 73 - Order for Financial Advisors to Obtain Mortgage Loan Originator License Transition |
| Order | Docket No. 12-020-B and 12-021-B | Fri, 10/05/2012 | VSECU Settlement Agreement |
| Order | Docket No. 12-027-B | Tue, 07/03/2012 | In Re: IH Financial Licenses Inc. Stipulation and Consent |
| Order | Docket No. 12-050-B | Thu, 12/06/2012 | In Re: Border Lodge Credit Union - Amended Order |
| Order | Docket No. 13-004-I | Fri, 04/19/2013 | In Re: Triad Guaranty Stipulation and Consent |
| Order | Docket No. 13-010-B | Mon, 05/13/2013 | Shelter Mortgage Company - Stipulation and Consent |
| Order | Docket No. 13-017-B | Sat, 09/14/2013 | David Rome - Order |
| Order | Docket No. 13-018-B | Mon, 09/16/2013 | Zachary Tierney - Order |
| Order | Docket No. 13-020-B | Mon, 09/16/2013 | Brandon Maddick - Order |
| Order | Docket No. 13-021-B | Sun, 07/21/2013 | Securities Finance Trust Company - Order |
| Order | Docket No. 13-024-B | Sat, 08/31/2013 | Amerisave Mortgage - Settlement Agreement and Order |
| Order | Docket No. 13-026-B | Mon, 09/09/2013 | In Re: NetSpeed Corporation |
| Order | Docket No. 13-033-B | Fri, 01/10/2014 | Lisa Fendelet - Order |
| Order | Docket No. 13-038-B | Thu, 05/22/2014 | Plaza Home Mortgage |
| Order | Docket No. 13-058-B | Thu, 12/19/2013 | In Re: Ocwen Financial Corporation |
| Order | Docket No. 14-004-B | Thu, 04/03/2014 | In Re: United Capital Business Lending, Inc - Order |
| Order | Docket No. 14-028-B | Thu, 06/12/2014 | In Re: MH Pillars, Inc - Stipulation and Consent |
| Order | Docket No. 14-088-B | Mon, 12/22/2014 | Debra Kinney - Order |
| Order | Docket No. 15-004-B | Wed, 03/11/2015 | PYC Inc - Settlement Agreement |
| Order | Docket No. 15-007-B | Fri, 05/15/2015 | MSA Mortgage, LLC - Settlement Agreement |
| Order | Docket No. 15-021-B | Tue, 07/07/2015 | Sherman, Clay and Co - Stipulation and Consent |
| Order | Docket No. 15-033-B | Fri, 11/06/2015 | Ocwen Loan Servicing, LLC - Consent Agreement |
| Order | Docket No. 15-040-B | Mon, 11/09/2015 | Prospect Mortgage, LLC - Settlement Agreement and Order |
| Order | Docket No. 16-010-B | Mon, 05/23/2016 | Prosper Marketplace Inc |
Pages
Contact Information
Department of Financial Regulation
Consumer Services
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)
Public Information
For public records, media inquiries, and press releases visit our Public Information web page.
