State of Vermont
DFR Regulations, Orders, Bulletins and Market Conduct Exams
| Type |
Name |
Effective Date | Title |
|---|---|---|---|
| Order | Docket No. 15-040-B | Mon, 11/09/2015 | Prospect Mortgage, LLC - Settlement Agreement and Order |
| Order | Docket No. 16-010-B | Mon, 05/23/2016 | Prosper Marketplace Inc |
| Order | Docket No. 16-013-B | Thu, 06/30/2016 | In Re: PMAC Lending Services, Inc |
| Order | Docket No. 16-016-B | Thu, 05/19/2016 | In Re: PayPal |
| Order | Docket No. 16-019-B | Thu, 06/09/2016 | In Re: Benaissance |
| Order | Docket No. 17-013-B | Mon, 05/08/2017 | North American Securities Administrators Association |
| Order | Docket No. 17-014-B | Mon, 07/03/2017 | In Re: DOXO, Inc |
| Order | Docket No. 17-015-B | Sun, 05/07/2017 | Glenview Auto Loan ExParte Order to Cease and Desist |
| Order | Docket No. 17-015-B | Thu, 06/15/2017 | Glenview Auto Loan Amended Order to Cease and Desist |
| Order | Docket No. 17-017-B | Thu, 06/15/2017 | State Regulatory Registry LLC and NMLS |
| Order | Docket No. 17-021-B | Thu, 06/29/2017 | Money Transmitter Receipts Guidance and Transition Period |
| Order | Docket No. 17-023-B | Mon, 12/18/2017 | In Re: Yapstone Holdings, Inc |
| Order | Docket No. 17-031-B | Thu, 03/15/2018 | In Re: Mercari, Inc |
| Order | Docket No. 17-032-B | Mon, 02/06/2017 | In Re: Transferwise |
| Order | Docket No. 18-027-B | Wed, 06/13/2018 | Internet Escrow Services, Inc. |
| Order | Docket No. 18-039-B | Tue, 07/24/2018 | FNC Insurance Agency, Inc. |
| Order | Docket No. 18-042-B | Thu, 09/13/2018 | Order Exempting Certain Loan Solicitation Companies From the Loan Solicitation Licensing Requirement Of 8 VSA Chapter 73 |
| Order | Docket No. 18-55-B | Thu, 12/27/2018 | Upstart Network, Inc. |
| Order | Docket No. 19-006-B | Wed, 05/22/2019 | In Re: Poloniex LLC Stipulation and Consent Order |
| Order | Docket No. 19-027-B | Fri, 08/14/2020 | ADP Pacific, Inc. Stipulation And Consent Order |
| Order | Docket No. 19-059-B | Thu, 03/05/2020 | North American Financial Management Stipulation and Consent |
| Order | Docket No. 19-070-B | Tue, 01/21/2020 | Uphold HQ Stipulation and Consent |
| Order | Docket No. 20-025-B | Fri, 08/28/2020 | Grander Mortgage Capital Order Refusing to Renew and Terminating Loan Servicer License |
| Order | Docket No. 20-033-B | Fri, 11/13/2020 | Bitstamp LTD Stipulation and Consent Order |
| Order | Docket No. 20-038-B | Sat, 02/27/2021 | Wave Financial Stipulation and Consent |
Pages
Contact Information
Department of Financial Regulation
Consumer Services
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)
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For public records, media inquiries, and press releases visit our Public Information web page.
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