DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort descending
Order Docket No. 12-027-B Tue, 07/03/2012 In Re: IH Financial Licenses Inc. Stipulation and Consent
Order Docket No. 17-031-B Thu, 03/15/2018 In Re: Mercari, Inc
Order Docket No. 14-028-B Thu, 06/12/2014 In Re: MH Pillars, Inc - Stipulation and Consent
Order Docket No. 13-026-B Mon, 09/09/2013 In Re: NetSpeed Corporation
Order Docket No. 13-058-B Thu, 12/19/2013 In Re: Ocwen Financial Corporation
Order Docket No. 16-016-B Thu, 05/19/2016 In Re: PayPal
Order Docket No. 16-013-B Thu, 06/30/2016 In Re: PMAC Lending Services, Inc
Order Docket No. 19-006-B Wed, 05/22/2019 In Re: Poloniex LLC Stipulation and Consent Order
Order Docket No. 17-032-B Mon, 02/06/2017 In Re: Transferwise
Order Docket No. 13-004-I Fri, 04/19/2013 In Re: Triad Guaranty Stipulation and Consent
Order Docket No. 14-004-B Thu, 04/03/2014 In Re: United Capital Business Lending, Inc - Order
Order Docket No. 17-023-B Mon, 12/18/2017 In Re: Yapstone Holdings, Inc
Order Docket No. 18-027-B Wed, 06/13/2018 Internet Escrow Services, Inc.
Order Docket No. 13-033-B Fri, 01/10/2014 Lisa Fendelet - Order
Bulletin Banking Bulletin #41 Wed, 11/27/2013 Mobile Home Disclosure
Bulletin Banking Bulletin #47 Thu, 06/29/2017 Money Transmitter Receipts Guidance and Transition Period
Order Docket No. 17-021-B Thu, 06/29/2017 Money Transmitter Receipts Guidance and Transition Period
Bulletin Banking Bulletin #26 Thu, 10/30/2003 Mortgage Broker Issues
Regulation Reg. B-2014-02 Wed, 10/01/2014 Mortgage Brokers
Bulletin Banking Bulletin #42 Wed, 11/27/2013 Mortgage Loan Originators Reasonable Commuting Distance from Residence to Office of Employment
Bulletin Banking Bulletin #46 Mon, 06/19/2017 Motor Vehicle Retail Installment Sales Finance Act Guidance
Order Docket No. 15-007-B Fri, 05/15/2015 MSA Mortgage, LLC - Settlement Agreement
Regulation Reg. B-2015-01 Thu, 01/01/2015 Non-Discrimination in Financial Services
Order Docket No. 19-059-B Thu, 03/05/2020 North American Financial Management Stipulation and Consent
Order Docket No. 17-013-B Mon, 05/08/2017 North American Securities Administrators Association

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Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

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833-337-4685 (toll free)

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