Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services. 

DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort descending
Order Docket No. 18-042-B Thu, 09/13/2018 Order Exempting Certain Loan Solicitation Companies From the Loan Solicitation Licensing Requirement Of 8 VSA Chapter 73
Bulletin Banking Bulletin #34 Fri, 01/06/2012 PACE Assessment Underwriting Criteria and Standards
Bulletin Banking Bulletin #35 Fri, 01/06/2012 PACE Reserve Fund
Bulletin Banking Bulletin #19 Wed, 07/23/1997 Permitted Charges on Mortgages
Bulletin Banking Bulletin #11 Mon, 06/18/1984 Permitted Charges on Subordinate Lien Mortgages
Order Docket No. 13-038-B Thu, 05/22/2014 Plaza Home Mortgage
Regulation Reg. B-2018-01 Thu, 02/15/2018 Privacy of Consumer Financial and Health Information Regulation
Bulletin Banking Bulletin #31 Mon, 11/27/2006 Property Insurance for Prospective Borrowers
Order Docket No. 15-040-B Mon, 11/09/2015 Prospect Mortgage, LLC - Settlement Agreement and Order
Order Docket No. 16-010-B Mon, 05/23/2016 Prosper Marketplace Inc
Order Docket No. 15-004-B Wed, 03/11/2015 PYC Inc - Settlement Agreement
Regulation Reg. B-2014-01 Tue, 07/01/2014 Record Retention
Regulation Reg. B-2018-02 Mon, 10/01/2018 Residential Real Estate Mortgage Loan Commitment Letters
Regulation Reg. B-1999-01 Wed, 12/01/1999 Secured Credit Cards
Order Docket No. 13-021-B Sun, 07/21/2013 Securities Finance Trust Company - Order
Order Docket No. 13-010-B Mon, 05/13/2013 Shelter Mortgage Company - Stipulation and Consent
Order Docket No. 15-021-B Tue, 07/07/2015 Sherman, Clay and Co - Stipulation and Consent
Bulletin Banking Bulletin #37 Fri, 10/05/2012 State Chartered Credit Unions
Order Docket No. 17-017-B Thu, 06/15/2017 State Regulatory Registry LLC and NMLS
Regulation Reg. B-2006-01 (Revised) Tue, 07/01/2014 State-Chartered Credit Unions
Bulletin Banking Bulletin #32 Mon, 12/10/2007 Statement of Subprime Mortgage Lending
Order Docket No. 19-070-B Tue, 01/21/2020 Uphold HQ Stipulation and Consent
Order Docket No. 18-55-B Thu, 12/27/2018 Upstart Network, Inc.
Bulletin Banking Bulletin #15 Fri, 11/09/1990 Use of "Bank", "Banking Association", or "Trust Company" by Financial Services Institutions
Bulletin Banking Bulletin #23 Sat, 07/01/2000 Vermont Civil Union Law

Pages

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

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For public records, media inquiries, and press releases visit our Public Information web page

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