State of Vermont
DFR Regulations, Orders, Bulletins and Market Conduct Exams
| Type | Name | Effective Date |
Title |
|---|---|---|---|
| Regulation | Reg. I-2002-03 | Fri, 10/10/2003 | Standards for Safeguarding Customer Information |
| Bulletin | Banking Bulletin #37 | Fri, 10/05/2012 | State Chartered Credit Unions |
| Bulletin | Insurance Bulletin #57 | Fri, 02/26/1982 | State Cooperation - Prosecution of Federal Medigap Law Violations |
| Order | Docket No. 15-018-I | Mon, 06/15/2015 | State Farm Fire and Casualty - Stipulation and Consent |
| Order | Docket No. 20-018-I | Thu, 08/06/2020 | State Farm Life Insurance Stipulation and Consent |
| Order | Docket No. 13-047-S | Fri, 11/15/2013 | State Farm Mutual Funds - Electronic Filings |
| Order | Docket No. 17-017-B | Thu, 06/15/2017 | State Regulatory Registry LLC and NMLS |
| Regulation | Reg. B-2006-01 (Revised) | Tue, 07/01/2014 | State-Chartered Credit Unions |
| Bulletin | Banking Bulletin #32 | Mon, 12/10/2007 | Statement of Subprime Mortgage Lending |
| Order | Docket No. 10-031-S | Mon, 04/05/2010 | Stifel, Nicolaus and Co Consent Order |
| Order | Docket No. 18-049-S | Tue, 11/27/2018 | Stock Investment Management Inc. |
| Bulletin | Insurance Bulletin #181 | Tue, 04/15/2014 | Student Health Insurance Plans |
| Bulletin | Insurance Bulletin #203 | Tue, 02/19/2019 | Submitting MEWA and Association Health Plan Advertising and Marketing Materials to the Department |
| Bulletin | Insurance Bulletin #129 | Sun, 01/07/2001 | Suitability Requirements for Variable Insurance Products |
| Regulation | Reg. H-2020-01-E | Fri, 03/20/2020 | Suspension of Credentialing Verification Practices |
| Bulletin | Insurance Bulletin #63 | Mon, 12/20/1982 | Temporomandibular Joint Disorders |
| Order | Docket No. 20-015-I | Tue, 06/09/2020 | Teon Sumpter Default Judgement and Order |
| Order | Docket No. 20-029-S (Amendment) | Fri, 12/11/2020 | Therieau Amendment to Ex Parte Order to Cease and Desist |
| Order | Docket No. 20-029-S | Tue, 03/16/2021 | Therieau Financial Services Final Order |
| Regulation | Reg. I-2021-01 | Fri, 07/01/2022 | Third Party Administrator Rule |
| Order | Docket No. 14-002-S | Mon, 01/06/2014 | Thomas Donnelly and Quasar Distributors, LLC |
| Order | Docket No. 20-008-S | Tue, 02/25/2020 | Thornton Investment Management Stipulation and Consent |
| Bulletin | Insurance Bulletin #108 | Wed, 01/10/1996 | Title Insurer Closing Protection Letters |
| Bulletin | Insurance Bulletin #193 | Thu, 05/04/2017 | Tobacco Cessation Programs |
| Bulletin | Insurance Bulletin #101 | Mon, 01/27/1992 | Toll Free or Collect Telephone Number for Claims |
Pages
Contact Information
Department of Financial Regulation
Consumer Services
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)
Public Information
For public records, media inquiries, and press releases visit our Public Information web page.
