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DFR Regulations, Orders, Bulletins and Market Conduct Exams

Regulation Bulletins
Type Name Effective Date Title
Order Docket No. 22-027-I Tue, 11/15/2022 Pancorbo Default Judgment and Order
Order Docket No. 22-028-I Tue, 11/15/2022 Sivels Default Judgment and Order
Order Docket No. 22-030-I Tue, 11/15/2022 Story Default Judgment and Order
Order Docket No. 22-031-I Tue, 11/15/2022 Lackey Default Judgment and Order
Order Docket No. 22-033-I Thu, 12/22/2022 Chapman, Jr. Default Judgment and Order
Order Docket No. 22-032-I Thu, 12/22/2022 Bellamy Default Judgment and Order
Order Docket No. 22-043-I Thu, 01/19/2023 Columbian Mutual Life Insurance - NAIC #62103 - Stipulation and Consent Order
Order Docket No. 22-022-S Mon, 09/26/2022 Nexo Inc. Ex Parte Order to Cease and Desist
Order Docket No. 22-020-B Fri, 02/10/2023 Olympic Financial Group Inc Stipulation and Consent Order
Order Docket No. 21-056-S Wed, 01/05/2022 Ray Trombley Associates LLC Stipulation and Consent Order
Order Docket No. 22-039-I Mon, 03/06/2023 Beckner Default Judgment and Order
Order Docket No. 22-042-I Mon, 03/06/2023 Beeson Default Judgment and Order
Order Docket No. 22-038-I Mon, 03/06/2023 Caldwell Default Judgment and Order
Order Docket No. 22-037-I Mon, 03/06/2023 Gonzalez Default Judgment and Order
Order Docket No. 22-035-I Mon, 03/06/2023 Macko Default Judgment and Order
Order Docket No. 22-036-I Mon, 03/06/2023 Olmstead Default Judgment and Order
Order Docket No. 22-040-I Mon, 03/06/2023 Taylor Default Judgment and Order
Order Docket No 23-001-S Tue, 03/14/2023 Educator of Truth, et al., dba Educational Empowerment Corp. and Mark Laurence Donald Emerson | Ex Parte Order to Cease and Desist
Order Docket No. 23-004-S Tue, 04/25/2023 Thomas Connolly | Connolly Financial Advisors, LLC Stipulation and Consent Order
Order Docket No. 23-005-B Wed, 04/26/2023 Express Tech-Financing, LLC Stipulation and Consent Order
Order Docket No. 23-001-S Fri, 05/05/2023 Educator of Truth, et al., dba Educational Empowerment Corp. and Mark Laurence Donald Emerson | Stipulation and Consent Order
Order Docket No. 22-011-S Fri, 06/17/2022 Chadwick Stipulation and Interim Consent Order
Order Docket No. 21-051-S Wed, 03/16/2022 Robinhood Financial Stipulation and Consent Order
Order Docket No. 22-007-B Wed, 03/16/2022 Bank of Burlington - Order Granting Permission to Organize as an Investor-Owned Universal Financial Institution
Order Docket No. 22-003-B Fri, 03/18/2022 Tally Technologies, Inc. Stipulation and Consent Order