DFR Regulations, Orders, Bulletins and Market Conduct Exams

Typesort ascending Name Effective Date Title
Regulation Reg. I-1976-01 Thu, 01/15/1976 Maintenance of Complaint Records
Regulation Reg. H-2008-04 (Revised) Thu, 04/01/2010 Health Insurance Claims Administration
Regulation Reg. H-2011-01 Thu, 09/15/2011 Licensing Requirements for Mental Health Review Agents
Regulation Reg. B-2014-01 Tue, 07/01/2014 Record Retention
Regulation Reg. I-2005-01 Sun, 02/20/2005 Recognition of the 2001 CSO Mortality Table for Use in Determining Minimum Reserve Liabilities and Nonforfeiture Benefits Model Regulation
Regulation Reg. I-1999-01 Thu, 06/15/2000 Record Retention
Regulation Reg. I-2019-02 Sun, 03/01/2020 Business Entity Limited Lines Producer for Self-Storage Insurance License
Regulation Reg. I-2009-06 (Revised) Sat, 06/01/2019 Annual Financial Reporting
Regulation Reg. B-2006-01 (Revised) Tue, 07/01/2014 State-Chartered Credit Unions
Regulation Reg. I-2007-03 Fri, 12/21/2007 Recognition of Preferred Mortality Tables for Use in Determining Minimum Reserve Liabilities
Regulation Reg. I-2000-01 Mon, 01/01/2001 Civil Unions
Regulation Reg. I-2001-03 Fri, 03/01/2002 Life Insurance and Annuities Replacement
Regulation Reg. B-2014-02 Wed, 10/01/2014 Mortgage Brokers
Regulation Reg. I-2007-02 Thu, 05/01/2008 Limited Lines Producer License for Credit Insurance
Regulation Reg. I-2000-02 (Revised) Thu, 11/22/2007 Continuing Education Requirements for Insurance Producers
Regulation Reg. I-1977-02 (Revised) Wed, 10/01/1980 Vermont Life Insurance Solicitation Regulation
Regulation Reg. B-1996-02 Sat, 12/28/1996 Household Members as Eligible for Credit Union Membership
Regulation Reg. I-2007-01 Thu, 05/01/2008 Business Entity Limited Lines Producer License for Credit Insurance
Regulation Reg. I-2002-03 Fri, 10/10/2003 Standards for Safeguarding Customer Information
Regulation Reg. I-1989-01 Sun, 10/01/1989 Maternity Coverage
Order Docket No. 19-022-S Wed, 06/05/2019 Gallatin Capital LLC Stipulation and Consent Order
Order Docket No. 16-023-S Wed, 09/14/2016 KBR Capital Markets - Default Judgement and Order
Order Docket No. 17-032-B Mon, 02/06/2017 In Re: Transferwise
Order Docket No. 13-040-I Wed, 11/06/2013 In Re: Lorraine Locke - Stipulation and Consent
Order Docket No. 20-041-I Thu, 03/18/2021 Wurtz Stipulation and Consent Order

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Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

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