State of Vermont
DFR Regulations, Orders, Bulletins and Market Conduct Exams
| Type | Name | Effective Date |
Title |
|---|---|---|---|
| Order | Docket No. 13-033-B | Fri, 01/10/2014 | Lisa Fendelet - Order |
| Order | Docket No. 10-028-S | Thu, 03/04/2010 | Lisa Graves Consent Order |
| Order | Docket No. 19-057-I | Mon, 02/10/2020 | Lluri Jimenez Default Judgement and Order |
| Regulation | Reg. H-2009-01 | Thu, 04/01/2010 | Long-Term Care Insurance |
| Order | Docket No. 19-050-I | Thu, 12/19/2019 | Lorie Jean Zylicz Default Judgement and Order |
| Order | Docket No. 21-007-S | Fri, 04/30/2021 | Louis Olave Stipulation and Consent Order |
| Order | Docket No. 16-038-S | Tue, 04/26/2016 | LPL Financial Consent Order |
| Order | Docket No. 18-032-S | Tue, 11/20/2018 | LPL Financial LLC |
| Bulletin | Health Bulletin #114 | Thu, 05/12/2005 | Mail and Pharmacy Prescription Drug Purchasing Parity |
| Order | Docket No. 15-019-I | Tue, 06/09/2015 | Maine Mutual - Stipulation and Consent |
| Bulletin | Captive Bulletin C-2015-01 | Mon, 06/15/2015 | Maintaining Regulatory Minimum Capital and Surplus Requirements |
| Regulation | Reg. I-1976-01 | Thu, 01/15/1976 | Maintenance of Complaint Records |
| Regulation | Reg. I-1994-02 | Mon, 08/01/1994 | Managing General Agents, ReInsurance intermediaries, and Producer Controlled insurers |
| Bulletin | Insurance Bulletin #77 | Tue, 01/28/1986 | Mandatory Financial Responsibility, Proof of Insurance ID Cards |
| Bulletin | Health Bulletin #128 | Thu, 11/13/2008 | Mandatory Use of SERFF and EFT for Submitting Filings to Department |
| Bulletin | Insurance Bulletin #155 | Thu, 11/13/2008 | Mandatory Use of SERFF and EFT for Submitting Filings to the Department |
| Order | Docket No. 21-036-I | Fri, 11/05/2021 | Marco Antonio Vasquez Default Judgment and Order |
| Order | Docket No. 15-028-I | Fri, 10/30/2015 | Mark Bean Stipulation and Consent |
| Bulletin | Insurance Bulletin #151 | Wed, 03/29/2006 | Marketing Medicare Part D and Medicare Advantage Plans |
| Order | Docket No. 19-055-S | Fri, 12/20/2019 | Maryland Cultivation and Processing Stipulation and Consent |
| Bulletin | Insurance Bulletin #96 | Wed, 09/27/1989 | Maternity Coverage |
| Regulation | Reg. I-1989-01 | Sun, 10/01/1989 | Maternity Coverage |
| Bulletin | Insurance Bulletin #114 | Fri, 05/09/1997 | Maternity Stays Guidelines |
| Order | Docket No. 18-054-I | Tue, 10/15/2019 | Matthew F Gains Default Judgement and Order |
| Order | Docket No. 21-045-I | Tue, 01/11/2022 | Mclester-Heim Default Judgment and Order |
Pages
Contact Information
Department of Financial Regulation
Consumer Services
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)
Public Information
For public records, media inquiries, and press releases visit our Public Information web page.
Employee Information
Consumer Resources