State of Vermont
DFR Regulations, Orders, Bulletins and Market Conduct Exams
| Type |
Name |
Effective Date | Title |
|---|---|---|---|
| Regulation | Reg. I-2019-02 | Sun, 03/01/2020 | Business Entity Limited Lines Producer for Self-Storage Insurance License |
| Regulation | Reg. I-2019-03 | Wed, 01/01/2020 | Insurance Regulatory Sandbox; Innovation Waiver Regulation |
| Regulation | Reg. I-2021-01 | Fri, 07/01/2022 | Third Party Administrator Rule |
| Regulation | Reg. IH-2001-01 | Sat, 11/17/2001 | Privacy of Consumer Financial and Health Information Regulation |
| Regulation | Reg. S-2016-01 (Revised) | Mon, 08/12/2019 | Vermont Securities Regulations |
| Order | RESCINDED - Docket No. 16-019-S | Thu, 04/04/2019 | First Financial Equity Corporation Order and Consent (Rescinded) |
| Bulletin | Securities Bulletin 15-01-S | Mon, 07/20/2015 | Guidance on Utilizing the Rule Providing for the Vermont Small Business Offerings |
| Bulletin | Securities Bulletin S-2018-01 | Mon, 01/08/2018 | Joint Guidance on Providing Advice for Securities and Insurance Products |
| Bulletin | WITHDRAWN - Insurance Bulletin #92 | Wed, 09/04/2019 | AIDS Testing Requirements (Withdrawn) |
Pages
Contact Information
Department of Financial Regulation
Consumer Services
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)
Public Information
For public records, media inquiries, and press releases visit our Public Information web page.
