|
Order |
Docket No. 19-055-S |
Fri, 12/20/2019 |
Maryland Cultivation and Processing Stipulation and Consent |
|
Order |
Docket No. 14-022-S |
Mon, 04/07/2014 |
Registration Exemption for SolarCommunities, Inc - Order |
|
Order |
Docket No. 10-029-S |
Mon, 04/19/2010 |
UBS Securities Consent Order |
|
Order |
Docket No. 20-029-S |
Wed, 10/14/2020 |
William J. Therieau Cease and Desist |
|
Order |
Docket No. 16-026-S |
Sun, 06/05/2016 |
Raymond James and Associates - Consent Order |
|
Order |
Docket No. 20-007-I |
Tue, 04/14/2020 |
Kendra Aleman Default Judgement and Order |
|
Order |
Docket No. 17-001-I |
Thu, 02/09/2017 |
YourPeople, Inc |
|
Order |
Docket No. 12-020-B and 12-021-B |
Fri, 10/05/2012 |
VSECU Settlement Agreement |
|
Order |
Docket No. 14-002-S |
Mon, 01/06/2014 |
Thomas Donnelly and Quasar Distributors, LLC |
|
Order |
Docket No. 10-028-S |
Thu, 03/04/2010 |
Lisa Graves Consent Order |
|
Order |
Docket No. 15-040-B |
Mon, 11/09/2015 |
Prospect Mortgage, LLC - Settlement Agreement and Order |
|
Order |
Docket No. 20-016-S |
Wed, 03/18/2020 |
Fairholme Stipulation and Consent Order |
|
Order |
Docket No. 17-016-I |
Tue, 08/01/2017 |
In Re: Liberty Mutual |
|
Order |
Docket No. 12-012-B |
Fri, 05/11/2012 |
In Re: 8 VSA Chapter 73 - Order for Financial Advisors to Obtain Mortgage Loan Originator License Transition |
|
Order |
Docket No. 19-019-S |
Wed, 01/08/2020 |
Liberty Partners Financial Services Stipulation and Consent |
|
Order |
Docket No. 14-001-S |
Fri, 01/17/2014 |
Robert Jamo and Quasar Distributors, LLC |
|
Order |
Docket No. 10-002-S |
Fri, 01/08/2010 |
Lincoln Financial Securities Consent Order |
|
Order |
Docket No. 15-033-B |
Fri, 11/06/2015 |
Ocwen Loan Servicing, LLC - Consent Agreement |
|
Order |
Docket No. 17-010-I |
Thu, 05/18/2017 |
USAA |
|
Order |
Docket No. 13-004-I |
Fri, 04/19/2013 |
In Re: Triad Guaranty Stipulation and Consent |
|
Order |
Docket No. 20-004-I |
Tue, 01/14/2020 |
Union Mutual Fire Insurance Company Stipulation and Consent |
|
Order |
Docket No. 13-058-B |
Thu, 12/19/2013 |
In Re: Ocwen Financial Corporation |
|
Order |
Docket No. 06-043-S |
Fri, 07/07/2006 |
Applying Provisions of Certain Regulations, Bulletins, Policy Statements, and Orders to the Vermont Securities Act |
|
Order |
Docket No. 20-033-B |
Fri, 11/13/2020 |
Bitstamp LTD Stipulation and Consent Order |
|
Order |
Docket No. 15-021-B |
Tue, 07/07/2015 |
Sherman, Clay and Co - Stipulation and Consent |
