Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services. 

DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Datesort ascending Title
Order Docket No. 15-008-I Wed, 08/05/2015 In Re: Alton Willard - Default Judgement and Order
Bulletin Securities Bulletin 15-01-S Mon, 07/20/2015 Guidance on Utilizing the Rule Providing for the Vermont Small Business Offerings
Order Docket No. 15-020-I Wed, 07/15/2015 In Re: Geico - Stipulation and Consent
Order Docket No. 15-013-I Sun, 07/12/2015 In Re: Claymonte Arshawn McNeill - Default Judgement and Order
Bulletin Insurance Bulletin #187 Fri, 07/10/2015 Important Notice Regarding Mid-Term Replacement of Health Insurance Coverage for Groups with 51-100 Employees
Order Docket No. 15-021-B Tue, 07/07/2015 Sherman, Clay and Co - Stipulation and Consent
Bulletin Insurance Bulletin #186 Wed, 06/24/2015 Price Optimization in Personal Lines Ratemaking
Order Docket No. 15-018-I Mon, 06/15/2015 State Farm Fire and Casualty - Stipulation and Consent
Bulletin Captive Bulletin C-2015-01 Mon, 06/15/2015 Maintaining Regulatory Minimum Capital and Surplus Requirements
Order Docket No. 15-019-I Tue, 06/09/2015 Maine Mutual - Stipulation and Consent
Order Docket No. 12-002-I Thu, 06/04/2015 In Re: National Motor Club Order to Cease and Desist
Bulletin Insurance Bulletin #185 Mon, 06/01/2015 Adoption of Corporate Coverage Annual Disclosure Regulation
Order Docket No. 15-007-B Fri, 05/15/2015 MSA Mortgage, LLC - Settlement Agreement
Bulletin Insurance Bulletin #184 Fri, 05/01/2015 Property Loss Claim: No Labor Depreciation
Order Docket No. 14-036-I Thu, 03/19/2015 In Re: Christopher Corley - Stipulation and Consent
Order Docket No. 15-004-B Wed, 03/11/2015 PYC Inc - Settlement Agreement
Order Docket No. 14-087-I Thu, 03/05/2015 In Re: John Gutschlag - Default Judgement and Order
Bulletin Insurance Bulletin #183 Wed, 02/18/2015 Filing Procedures for Compliance with the Provisions of the Terrorism Risk Insurance Program Reauthorization Act of 2015
Order Docket No. 14-015-I Thu, 01/22/2015 In Re: Jeffrey Faber - Order
Regulation Reg. I-1988-04 (Revised) Mon, 01/12/2015 Mortality Tables for Life Insurance and Annuities
Regulation Reg. B-2015-01 Thu, 01/01/2015 Non-Discrimination in Financial Services
Regulation Reg. I-1971-02 (Revised) Thu, 12/25/2014 Insurance Holding Company Systems
Order Docket No. 14-088-B Mon, 12/22/2014 Debra Kinney - Order
Order Docket No. 13-011-I Wed, 12/17/2014 In Re: Prest and Associates - Stipulation and Consent
Order Docket No. 14-092-I Wed, 12/03/2014 In Re: Oristano Capital, LLC - Stipulation and Consent

Pages

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

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For public records, media inquiries, and press releases visit our Public Information web page

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