DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Datesort ascending Title
Order Docket No. 12-006-I Fri, 04/20/2012 In Re: Kevin Whitney
Order Docket No. 12-005-I Fri, 04/20/2012 In Re: Roy Allen Gray Default Judgement and Order
Order Docket No. 12-007-I Fri, 04/20/2012 In Re: Roland Matatics Default Judgement and Order
Order Docket No. 12-022-S Mon, 02/13/2012 Ronald Berman and Axiom Capital Management Order Removing Conditions
Order Docket No. 12-056-I Mon, 01/30/2012 In Re: William A Newburn Default Judgement and Order
Order Docket No. 12-003-S Thu, 01/19/2012 Barry Cassese and KC Ward Financial
Bulletin Banking Bulletin #34 Fri, 01/06/2012 PACE Assessment Underwriting Criteria and Standards
Bulletin Banking Bulletin #35 Fri, 01/06/2012 PACE Reserve Fund
Bulletin Insurance Bulletin #167 Wed, 12/21/2011 Public Disclosure for Health Insurance Rate Filing
Regulation Reg. H-2011-01 Thu, 09/15/2011 Licensing Requirements for Mental Health Review Agents
Bulletin Insurance Bulletin #165 Tue, 09/06/2011 Bulletin Authorizing the Use of Catastrophe Adjusters and Appraisers
Bulletin Insurance Bulletin #166 Tue, 09/06/2011 Insurer Alert - Federal Disaster and Aftermath of Tropical Storm Irene in Vermont
Bulletin Insurance Bulletin #164 Wed, 08/10/2011 Clarification of the Department's Position Concerning Claims Made for Diminution of Value
Bulletin Insurance Bulletin #163 Thu, 07/21/2011 Nonadmitted Insurance Reform Bulletin
Regulation Reg. H-2011-02 Fri, 07/01/2011 Independent External Review of Health Care Service Decisions
Bulletin Insurance Bulletin #161 Wed, 06/15/2011 Sales or Investment Advice Related to Securities Products by Insurance Producers
Order Docket No. 11-026-S Tue, 05/31/2011 Michael Williams Stipulation and Consent Order
Bulletin Health Bulletin #134 Mon, 05/16/2011 Clarification of the Effect on Member Payments when an Exception to a Pharmacy Benefit Management Program
Bulletin Insurance Bulletin #160 Sun, 05/15/2011 New Property and Casualty Rates and Forms Filing Procedures
Regulation Reg. I-2010-03 Mon, 05/09/2011 Property and Casualty Insurance Filing Procedures and Reporting Requirements
Bulletin Health Bulletin #133 Thu, 04/14/2011 Coverage for Diagnosis and Treatment of Autism Spectrum Disorders
Order Docket No. 11-008-S Fri, 03/04/2011 Robert Cully and Winslow, Evans & Crocker
Bulletin Health Bulletin #132 Tue, 02/15/2011 Consumer Protection and Quality Requirements for Managed Care Organizations, Rule H-2009-03
Order Docket No. 11-007-S Sun, 02/13/2011 Henry Corrao and EKN Financial Services
Order Docket No. 10-080-S Thu, 09/23/2010 Electronic Notice Filing of Certain Federal Covered Securities with Vermont

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Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

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