State of Vermont
DFR Regulations, Orders, Bulletins and Market Conduct Exams
Type |
Name | Effective Date | Title |
|---|---|---|---|
| Order | Docket No. 19-003-S | Fri, 03/08/2019 | In RE: Flipside Cryto, Active Eight LLC |
| Order | Docket No. 20-029-S (Amendment) | Fri, 12/11/2020 | Therieau Amendment to Ex Parte Order to Cease and Desist |
| Order | Docket No. 17-016-I | Tue, 08/01/2017 | In Re: Liberty Mutual |
| Order | Docket No. 19-062-I | Wed, 03/04/2020 | Jessica Hendrickson Default Judgement and Order |
| Order | Docket No. 20-20-I | Wed, 05/20/2020 | Commerce Insurance Stipulation and Consent Order |
| Order | Docket No. 18-054-I | Tue, 10/15/2019 | Matthew F Gains Default Judgement and Order |
| Order | Docket No. 13-001-S | Fri, 02/08/2013 | UVEST Financial Services Group Consent Order |
| Order | Docket No. 13-031-I | Tue, 10/22/2013 | Dairyland Insurance - Stipulation and Consent |
| Order | Docket No. 21-0-005-I | Sun, 03/06/2022 | SHIP Ex Parte Order to Cease and Desist |
| Order | Docket No. 15-021-B | Tue, 07/07/2015 | Sherman, Clay and Co - Stipulation and Consent |
| Order | Docket No. 19-004-S | Thu, 03/14/2019 | In RE: Flipside Cryto, Managed 9 LLC |
| Order | Docket No. 20-037-I | Wed, 01/27/2021 | Northwestern Mutual Life Insurance Company Stipulation and Consent |
| Order | Docket No. 17-010-I | Thu, 05/18/2017 | USAA |
| Order | Docket No. 19-061-I | Wed, 03/04/2020 | Kathryn Rodriguez Default Judgement and Order |
| Order | Docket No. 19-052-S | Thu, 10/31/2019 | Essex Securities LLC Stipulation and Consent Order |
| Order | Docket No. 18-020-S | Fri, 05/03/2019 | Harris, Weigand, and Global Mining Default Judgement and Order |
| Order | Docket No. 13-001-S | Fri, 03/08/2013 | ProEquities Consent Order |
| Order | Docket No. 13-030-I | Wed, 03/05/2014 | In Re: Alicia Goodman - Order |
| Order | Docket No. 21-050-S | Wed, 12/22/2021 | In Re: Colomont, Inc. and Christopher Santee Show Cause Order |
| Order | Docket No. 14-023-S | Mon, 07/21/2014 | Vermont Solar / Utility No-Action "SUN" Exemption |
| Order | Docket No. 15-007-B | Fri, 05/15/2015 | MSA Mortgage, LLC - Settlement Agreement |
| Order | Docket No. 14-088-B | Mon, 12/22/2014 | Debra Kinney - Order |
| Order | Docket No. 20-036-I | Wed, 02/24/2021 | Order for Revocation of License - Thandi |
| Order | Docket No. 17-009-I | Sun, 07/02/2017 | In Re: InsuranceTek |
| Order | Docket No. 19-066-I | Wed, 03/04/2020 | Jaymore Hicks Default Judgement and Order |
Pages
Contact Information
Department of Financial Regulation
Consumer Services
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)
Public Information
For public records, media inquiries, and press releases visit our Public Information web page.
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