|
Order |
Docket No. 21-016-I |
Mon, 07/26/2021 |
Brittney McCutcheon Default Judgment and Order |
|
Order |
Docket No. 10-038-S |
Wed, 05/05/2010 |
Van Hamm and Meyers Associates Consent Order |
|
Order |
Docket No. 20-025-B |
Fri, 08/28/2020 |
Grander Mortgage Capital Order Refusing to Renew and Terminating Loan Servicer License |
|
Order |
Docket No. 16-011-S, 16-012-S |
Tue, 09/13/2016 |
In Re: Alan Dauphin - Stipulation and Consent |
|
Order |
Docket No. 13-046-S |
Mon, 02/24/2014 |
In Re: George Jones Lincoln |
|
Order |
Docket No. 20-017-S |
Wed, 03/18/2020 |
Benchmark Company Stipulation and Consent |
|
Order |
Docket No. 17-017-B |
Thu, 06/15/2017 |
State Regulatory Registry LLC and NMLS |
|
Order |
Docket No. 18-046-I |
Tue, 04/16/2019 |
In Re: Deandre Maze-Carter Default Judgement and Order |
|
Order |
Docket No. 19-029-I and 19-029-S |
Fri, 12/20/2019 |
Jack Trainham and Retirement And College Financial Services of Vermont Stipulation and Consent |
|
Order |
Docket No. 14-092-I |
Wed, 12/03/2014 |
In Re: Oristano Capital, LLC - Stipulation and Consent |
|
Order |
Docket No. 21-032-I |
Thu, 08/26/2021 |
Trupanion and American Pet Insurance Company Stipulation and Consent |
|
Order |
Docket No. 10-032-S |
Tue, 04/27/2010 |
Goldman Sachs Consent Order |
|
Order |
Docket No. 16-001-S |
Wed, 06/01/2016 |
Repealing In Part Order 06-023-S |
|
Order |
Docket No. 13-049-S |
Mon, 09/28/2015 |
In Re: Tucker Financial Services Stipulation and Consent Order |
|
Order |
Docket No. 17-015-B |
Sun, 05/07/2017 |
Glenview Auto Loan ExParte Order to Cease and Desist |
|
Order |
Docket No. 17-018-S |
Mon, 01/06/2020 |
Winthrop Investment Management Order |
|
Order |
Docket No. 14-089-S |
Mon, 12/01/2014 |
UBS Financial Services - Consent Order |
|
Order |
Docket No. 21-028-I |
Wed, 09/15/2021 |
Adam Damrill Default Judgement and Order |
|
Order |
Docket No. 10-031-S |
Mon, 04/05/2010 |
Stifel, Nicolaus and Co Consent Order |
|
Order |
Docket No. 13-047-S |
Fri, 11/15/2013 |
State Farm Mutual Funds - Electronic Filings |
|
Order |
Docket No. 19-059-B |
Thu, 03/05/2020 |
North American Financial Management Stipulation and Consent |
|
Order |
Docket No. 17-015-B |
Thu, 06/15/2017 |
Glenview Auto Loan Amended Order to Cease and Desist |
|
Order |
Docket No. 12-050-B |
Thu, 12/06/2012 |
In Re: Border Lodge Credit Union - Amended Order |
|
Order |
RESCINDED - Docket No. 16-019-S |
Thu, 04/04/2019 |
First Financial Equity Corporation Order and Consent (Rescinded) |
|
Order |
Docket No. 14-024-S |
Tue, 05/27/2014 |
Jason Oleet and Middlebury Securities, LLC - Order |
