DFR Regulations, Orders, Bulletins and Market Conduct Exams

Typesort descending Name Effective Date Title
Order Docket No. 21-021-B Tue, 03/30/2021 ZenPayroll Stipuation and Consent Order
Order Docket No. 10-029-S Mon, 04/19/2010 UBS Securities Consent Order
Order Docket No. 12-027-B Tue, 07/03/2012 In Re: IH Financial Licenses Inc. Stipulation and Consent
Order Docket No. 20-015-I Tue, 06/09/2020 Teon Sumpter Default Judgement and Order
Order Docket No. 14-022-S Mon, 04/07/2014 Registration Exemption for SolarCommunities, Inc - Order
Order Docket No. 16-036-I Mon, 06/26/2017 In Re: Deborah LeFaivre - Default Judgement and Order
Order Docket No. 19-055-S Fri, 12/20/2019 Maryland Cultivation and Processing Stipulation and Consent
Order Docket No. 18-004-I Mon, 04/02/2018 In Re: Mario A. Rodas
Order Docket No. 21-014-I Mon, 04/05/2021 MetLife Stipulation and Consent Order
Order Docket No. 10-028-S Thu, 03/04/2010 Lisa Graves Consent Order
Order Docket No. 12-020-B and 12-021-B Fri, 10/05/2012 VSECU Settlement Agreement
Order Docket No. 14-002-S Mon, 01/06/2014 Thomas Donnelly and Quasar Distributors, LLC
Order Docket No. 16-036-I Tue, 09/13/2016 In Re: Deborah LeFaivre - Exparte Order for Summary Suspension
Regulation Reg. B-2018-02 Mon, 10/01/2018 Residential Real Estate Mortgage Loan Commitment Letters
Regulation Reg. I-2002-02 Fri, 10/15/2004 Business Entity Limited Lines Producer License for Rental Car Insurance
Regulation Reg. I-1988-04 (Revised) Mon, 01/12/2015 Mortality Tables for Life Insurance and Annuities
Regulation Reg. B-1998-02 Fri, 01/01/1999 High Rate, High Point Notices for Residential Real Estate Loans
Regulation Reg. I-2010-03 Mon, 05/09/2011 Property and Casualty Insurance Filing Procedures and Reporting Requirements
Regulation Reg. B-1999-01 Wed, 12/01/1999 Secured Credit Cards
Regulation Reg. I-1988-01 Sun, 01/01/1989 Regulation to Require Reporting of Financial and Statistical Data by Property and Casualty Insurance Companies
Regulation Reg. I-1978-02 Mon, 09/04/1978 Unfair Discrimination on the Basis of Blindness or Partial Blindness
Regulation Reg. B-1999-02 Wed, 12/01/1999 Conversion of a Federal Credit Into a State Chartered Credit Union
Regulation Reg. I-1988-03 Sun, 01/15/1989 Variable Life Insurance Model Regulation
Regulation Reg. I-2019-02 Sun, 03/01/2020 Business Entity Limited Lines Producer for Self-Storage Insurance License
Regulation Reg. B-2015-01 Thu, 01/01/2015 Non-Discrimination in Financial Services

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Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

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