DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort ascending
Order Docket No. 14-002-S Mon, 01/06/2014 Thomas Donnelly and Quasar Distributors, LLC
Regulation Reg. I-2021-01 Fri, 07/01/2022 Third Party Administrator Rule
Order Docket No. 20-029-S Tue, 03/16/2021 Therieau Financial Services Final Order
Order Docket No. 20-029-S (Amendment) Fri, 12/11/2020 Therieau Amendment to Ex Parte Order to Cease and Desist
Regulation Reg. I-2022-017 Mon, 10/03/2022 Term and Universal Life Insurance Reserve Financing
Order Docket No. 20-015-I Tue, 06/09/2020 Teon Sumpter Default Judgement and Order
Bulletin Insurance Bulletin #63 Mon, 12/20/1982 Temporomandibular Joint Disorders
Order Docket No. 22-003-B Fri, 03/18/2022 Tally Technologies, Inc. Stipulation and Consent Order
Bulletin Insurance Bulletin #106 (Superseded) Fri, 10/18/1996 SUPERSEDED - Liability Insurance and Pollution Exclusions
Bulletin Insurance Bulletin #129 Sun, 01/07/2001 Suitability Requirements for Variable Insurance Products
Bulletin Insurance Bulletin #203 Tue, 02/19/2019 Submitting MEWA and Association Health Plan Advertising and Marketing Materials to the Department
Bulletin Insurance Bulletin #181 Tue, 04/15/2014 Student Health Insurance Plans
Order Docket No. 21-052-B Thu, 01/06/2022 Stratex Holdco, LLC Stipulation and Consent
Order Docket No. 18-049-S Tue, 11/27/2018 Stock Investment Management Inc.
Order Docket No. 10-031-S Mon, 04/05/2010 Stifel, Nicolaus and Co Consent Order
Order Docket No. 22-008-I Mon, 06/20/2022 Stewart Default Judgment and Order
Bulletin Banking Bulletin #32 Mon, 12/10/2007 Statement of Subprime Mortgage Lending
Regulation Reg. B-2006-01 (Revised) Tue, 07/01/2014 State-Chartered Credit Unions
Order Docket No. 17-017-B Thu, 06/15/2017 State Regulatory Registry LLC and NMLS
Order Docket No. 13-047-S Fri, 11/15/2013 State Farm Mutual Funds - Electronic Filings
Order Docket No. 20-018-I Thu, 08/06/2020 State Farm Life Insurance Stipulation and Consent
Order Docket No. 15-018-I Mon, 06/15/2015 State Farm Fire and Casualty - Stipulation and Consent
Bulletin Insurance Bulletin #57 Fri, 02/26/1982 State Cooperation - Prosecution of Federal Medigap Law Violations
Bulletin Banking Bulletin #37 Fri, 10/05/2012 State Chartered Credit Unions
Regulation Reg. I-2002-03 Fri, 10/10/2003 Standards for Safeguarding Customer Information

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Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

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