DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort ascending
Order Docket No. 20-036-I Wed, 02/24/2021 Order for Revocation of License - Thandi
Order Docket No. 20-032-I Wed, 02/24/2021 Order for Revocation of License - Rasnake
Order Docket No. 20-031-I Wed, 02/24/2021 Order for Revocation of License - Jones
Order Docket No. 20-035-I Wed, 02/24/2021 Order for Revocation of License - GCIB
Order Docket No. 18-042-B Thu, 09/13/2018 Order Exempting Certain Loan Solicitation Companies From the Loan Solicitation Licensing Requirement Of 8 VSA Chapter 73
Regulation Reg. I-2016-01 Sat, 12/24/2016 Online Posting of Prescription Drug Formularies by Health Insurers
Bulletin Health Bulletin #121 Tue, 12/12/2006 Off-Label Use of Prescription Drugs for Cancer
Order Docket No. 15-033-B Fri, 11/06/2015 Ocwen Loan Servicing, LLC - Consent Agreement
Order Docket No. 16-021-S Thu, 09/01/2016 Obsidian Financial Group, LLC - Default Judgement and Order
Bulletin Health Bulletin #123 Mon, 12/04/2006 Obligations of Exempt Associations and Small Group Carriers in Connection with Association Health Benefit Plans
Bulletin Insurance Bulletin #216 Thu, 09/03/2020 Notice to Policyholders of Proposed Long-Term Care Rate Increase
Bulletin Banking Bulletin #30 Mon, 07/23/2007 Notice of the Enactment of Act 41, An Act Related to Prohibiting Discrimination on the Basis of Gender Identity
Bulletin Insurance Bulletin #153 Mon, 07/23/2007 Notice of the Enactment of Act 41, An Act Related to Prohibiting Discrimination on the Basis of Gender Identity
Bulletin Health Bulletin #124 Mon, 07/23/2007 Notice of the Enactment of Act 41, An Act Related to Prohibiting Discrimination on the Basis of Gender Identity
Order Docket No. 20-037-I Wed, 01/27/2021 Northwestern Mutual Life Insurance Company Stipulation and Consent
Order Docket No. 17-013-B Mon, 05/08/2017 North American Securities Administrators Association
Order Docket No. 19-059-B Thu, 03/05/2020 North American Financial Management Stipulation and Consent
Bulletin Insurance Bulletin #163 Thu, 07/21/2011 Nonadmitted Insurance Reform Bulletin
Regulation Reg. B-2015-01 Thu, 01/01/2015 Non-Discrimination in Financial Services
Bulletin Insurance Bulletin #189 Mon, 04/04/2016 Non-Cumulation Policy Provisions
Bulletin Insurance Bulletin #169 Mon, 05/07/2012 Non-Admitted Insurance Reform Bulletin, Supplement No. 1
Order Docket No. 18-037-I Fri, 11/30/2018 Nikolaos Para Default Judgement and Order
Order Docket No. 21-042-I Tue, 01/11/2022 Nguyen Default Judgment And Order
Bulletin Insurance Bulletin #105 Fri, 07/01/1994 New Workers' Compensation Adjusters License Required
Bulletin Insurance Bulletin #160 Sun, 05/15/2011 New Property and Casualty Rates and Forms Filing Procedures

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Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

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