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DFR Regulations, Orders, Bulletins and Market Conduct Exams

Regulation Bulletins
Type Name Effective Date Title Sort descending
Bulletin Insurance Bulletin #71 Wed, 08/10/1983 Lienholder Interest Coverage Loss Payable Clause Fraud
Regulation Reg. I-2010-02 Fri, 07/09/2010 Life and Health Actuarial Opinion and Memorandum Regulation
Bulletin Insurance Bulletin #113 Mon, 01/06/1997 Life and Health Filing Procedures
Regulation Reg. I-1993-01 Sat, 10/01/1994 Life and Health Insurance Agreements
Regulation Reg. I-2001-03 Fri, 03/01/2002 Life Insurance and Annuities Replacement
Regulation Reg. I-1998-01 Mon, 03/01/1999 Life Insurance Illustrations Regulation
Bulletin Insurance Bulletin #62 Fri, 07/08/1983 Life Policy Loans with Adjustable Interest Rates
Bulletin Insurance Bulletin #120 Wed, 07/15/1998 Life, Annuity, and Health Filings
Regulation Reg. I-2007-02 Thu, 05/01/2008 Limited Lines Producer License for Credit Insurance
Bulletin Insurance Bulletin #157 Mon, 01/04/2010 Limited Lines Producer Licenses
Order Docket No. 10-002-S Fri, 01/08/2010 Lincoln Financial Securities Consent Order
Order Docket No. 19-035-S Mon, 09/16/2019 LiquidPiston, Inc. Stipulation and Consent Order
Order Docket No. 13-033-B Fri, 01/10/2014 Lisa Fendelet - Order
Order Docket No. 10-028-S Thu, 03/04/2010 Lisa Graves Consent Order
Order Docket No. 19-057-I Mon, 02/10/2020 Lluri Jimenez Default Judgment and Order
Regulation Reg. H-2009-01 Thu, 04/01/2010 Long-Term Care Insurance
Order Docket No. 19-050-I Thu, 12/19/2019 Lorie Jean Zylicz Default Judgment and Order
Order Docket No. 21-007-S Fri, 04/30/2021 Louis Olave Stipulation and Consent Order
Order Docket No. 16-038-S Tue, 04/26/2016 LPL Financial Consent Order
Order Docket No. 18-032-S Tue, 11/20/2018 LPL Financial LLC
Order Docket No. 22-035-I Mon, 03/06/2023 Macko Default Judgment and Order
Bulletin Health Bulletin #114 Thu, 05/12/2005 Mail and Pharmacy Prescription Drug Purchasing Parity
Order Docket No. 15-019-I Tue, 06/09/2015 Maine Mutual - Stipulation and Consent
Bulletin Captive Bulletin C-2015-01 Mon, 06/15/2015 Maintaining Regulatory Minimum Capital and Surplus Requirements
Regulation Reg. I-1976-01 Thu, 01/15/1976 Maintenance of Complaint Records