DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort descending
Order Docket No. 17-017-B Thu, 06/15/2017 State Regulatory Registry LLC and NMLS
Regulation Reg. B-2006-01 (Revised) Tue, 07/01/2014 State-Chartered Credit Unions
Bulletin Banking Bulletin #32 Mon, 12/10/2007 Statement of Subprime Mortgage Lending
Order Docket No. 22-008-I Mon, 06/20/2022 Stewart Default Judgment and Order
Order Docket No. 10-031-S Mon, 04/05/2010 Stifel, Nicolaus and Co Consent Order
Order Docket No. 18-049-S Tue, 11/27/2018 Stock Investment Management Inc.
Order Docket No. 21-052-B Thu, 01/06/2022 Stratex Holdco, LLC Stipulation and Consent
Bulletin Insurance Bulletin #181 Tue, 04/15/2014 Student Health Insurance Plans
Bulletin Insurance Bulletin #203 Tue, 02/19/2019 Submitting MEWA and Association Health Plan Advertising and Marketing Materials to the Department
Bulletin Insurance Bulletin #129 Sun, 01/07/2001 Suitability Requirements for Variable Insurance Products
Bulletin Insurance Bulletin #106 (Superseded) Fri, 10/18/1996 SUPERSEDED - Liability Insurance and Pollution Exclusions
Order Docket No. 22-003-B Fri, 03/18/2022 Tally Technologies, Inc. Stipulation and Consent Order
Bulletin Insurance Bulletin #63 Mon, 12/20/1982 Temporomandibular Joint Disorders
Order Docket No. 20-015-I Tue, 06/09/2020 Teon Sumpter Default Judgement and Order
Order Docket No. 20-029-S (Amendment) Fri, 12/11/2020 Therieau Amendment to Ex Parte Order to Cease and Desist
Order Docket No. 20-029-S Tue, 03/16/2021 Therieau Financial Services Final Order
Regulation Reg. I-2021-01 Fri, 07/01/2022 Third Party Administrator Rule
Order Docket No. 14-002-S Mon, 01/06/2014 Thomas Donnelly and Quasar Distributors, LLC
Order Docket No. 20-008-S Tue, 02/25/2020 Thornton Investment Management Stipulation and Consent
Bulletin Insurance Bulletin #108 Wed, 01/10/1996 Title Insurer Closing Protection Letters
Bulletin Insurance Bulletin #193 Thu, 05/04/2017 Tobacco Cessation Programs
Bulletin Insurance Bulletin #101 Mon, 01/27/1992 Toll Free or Collect Telephone Number for Claims
Order Docket No. 19-63-I Wed, 03/04/2020 Tori Liporace Default Judgement and Order
Order Docket No. 21-013-I Thu, 04/08/2021 Transamerica Stipulation and Consent Order
Bulletin Health Bulletin #131 Thu, 08/12/2010 Transition date for Compliance with Revisions of 8 VSA 4089b, Health Insurance Coverage, Mental Health, and Substance Abuse

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Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

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