| Order |
Docket No. 13-047-S |
Fri, 11/15/2013 |
State Farm Mutual Funds - Electronic Filings |
| Order |
Docket No. 13-048-I |
Tue, 11/05/2013 |
In Re: Jessica Myers - Stipulation and Consent |
| Order |
Docket No. 13-049-S |
Mon, 09/28/2015 |
In Re: Tucker Financial Services Stipulation and Consent Order |
| Order |
Docket No. 13-053-I |
Mon, 12/16/2013 |
In Re: Dorothy Toro-Clafin - Stipulation and Consent |
| Order |
Docket No. 13-055-I |
Mon, 12/16/2013 |
In Re: John Bendel - Stipulation and Consent |
| Order |
Docket No. 13-058-B |
Thu, 12/19/2013 |
In Re: Ocwen Financial Corporation |
| Order |
Docket No. 14-001-S |
Fri, 01/17/2014 |
Robert Jamo and Quasar Distributors, LLC |
| Order |
Docket No. 14-002-S |
Mon, 01/06/2014 |
Thomas Donnelly and Quasar Distributors, LLC |
| Order |
Docket No. 14-004-B |
Thu, 04/03/2014 |
In Re: United Capital Business Lending, Inc - Order |
| Order |
Docket No. 14-015-I |
Thu, 01/22/2015 |
In Re: Jeffrey Faber - Order |
| Order |
Docket No. 14-022-S |
Mon, 04/07/2014 |
Registration Exemption for SolarCommunities, Inc - Order |
| Order |
Docket No. 14-023-S |
Mon, 07/21/2014 |
Vermont Solar / Utility No-Action "SUN" Exemption |
| Order |
Docket No. 14-024-S |
Tue, 05/27/2014 |
Jason Oleet and Middlebury Securities, LLC - Order |
| Order |
Docket No. 14-026-I |
Mon, 09/15/2014 |
In Re: Deborah Lefaivre - Consent Order |
| Order |
Docket No. 14-028-B |
Thu, 06/12/2014 |
In Re: MH Pillars, Inc - Stipulation and Consent |
| Order |
Docket No. 14-036-I |
Thu, 03/19/2015 |
In Re: Christopher Corley - Stipulation and Consent |
| Order |
Docket No. 14-039-I |
Wed, 09/10/2014 |
In Re: Jillian Wood - Stipulation and Consent |
| Order |
Docket No. 14-040-I |
Fri, 08/15/2014 |
In Re: Steve Stokeling - Default Judgment and Order |
| Order |
Docket No. 14-087-I |
Thu, 03/05/2015 |
In Re: John Gutschlag - Default Judgment and Order |
| Order |
Docket No. 14-088-B |
Mon, 12/22/2014 |
Debra Kinney - Order |
| Order |
Docket No. 14-089-S |
Mon, 12/01/2014 |
UBS Financial Services - Consent Order |
| Order |
Docket No. 14-092-I |
Wed, 12/03/2014 |
In Re: Oristano Capital, LLC - Stipulation and Consent |
| Order |
Docket No. 15-004-B |
Wed, 03/11/2015 |
PYC Inc - Settlement Agreement |
| Order |
Docket No. 15-006-S |
Tue, 07/07/2015 |
Michael Bombardier Stipulation and Consent |
| Order |
Docket No. 15-007-B |
Fri, 05/15/2015 |
MSA Mortgage, LLC - Settlement Agreement |
