DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort descending
Bulletin Insurance Bulletin #183 Wed, 02/18/2015 Filing Procedures for Compliance with the Provisions of the Terrorism Risk Insurance Program Reauthorization Act of 2015
Bulletin Insurance Bulletin #75 Mon, 11/12/1984 Filing Status Inquiries
Bulletin Banking Bulletin #36 Thu, 05/10/2012 Financial Advisors - Transition Period to Obtain a Mortgage Loan Originator License
Bulletin Insurance Bulletin #140 Mon, 05/20/2002 Fire Loss Report Form (DPS 508) No Longer Required
Order RESCINDED - Docket No. 16-019-S Thu, 04/04/2019 First Financial Equity Corporation Order and Consent (Rescinded)
Order Docket No. 17-008-S Tue, 04/04/2017 Fishkin and Crow Hill Capital
Order Docket No. 18-039-B Tue, 07/24/2018 FNC Insurance Agency, Inc.
Regulation Reg. I-2018-01 Fri, 01/25/2019 Fully-Insured Multiple Employer Welfare Arrangements And Association Health Plans
Order Docket No. 19-022-S Wed, 06/05/2019 Gallatin Capital LLC Stipulation and Consent Order
Order Docket No. 16-041-I Wed, 04/12/2017 Geico
Order Docket No. 17-015-B Thu, 06/15/2017 Glenview Auto Loan Amended Order to Cease and Desist
Order Docket No. 17-015-B Sun, 05/07/2017 Glenview Auto Loan ExParte Order to Cease and Desist
Order Docket No. 10-032-S Tue, 04/27/2010 Goldman Sachs Consent Order
Order Docket No. 20-025-B Fri, 08/28/2020 Grander Mortgage Capital Order Refusing to Renew and Terminating Loan Servicer License
Bulletin Insurance Bulletin #100 Tue, 05/21/1991 Group Conversion Policy Premium
Bulletin Insurance Bulletin #61 Thu, 09/09/1982 Group Insurance / Trust Agreements
Bulletin Banking Bulletin #45 Tue, 04/04/2017 Guidance for Implementing Regulation B-2016-01
Bulletin Captive Bulletin C-2014-01 Thu, 01/09/2014 Guidance for Special Purpose Financial Insurers
Bulletin Securities Bulletin 15-01-S Mon, 07/20/2015 Guidance on Utilizing the Rule Providing for the Vermont Small Business Offerings
Bulletin Insurance Bulletin #177 Mon, 07/01/2013 Guidance Regarding Prohibited Discrimination in Health Insurance Coverage Under Act 35 of 2013
Bulletin Insurance Bulletin #174 Wed, 06/12/2019 Guidance Regarding Prohibited Discrimination on the Basis of Gender Identity Including Medically Necessary Gender Dysphoria Surgery and Related Health Care
Bulletin Insurance Bulletin #175 Thu, 05/23/2013 Guidance Regarding the Application of Deductibles and Uninsured Motorist Property Damage (UMPD) Claims
Bulletin Banking Bulletin #29 Mon, 11/27/2006 Guidance to Vermont Licensees on Nontraditional Mortgage Products
Regulation Reg. I-2013-01 Tue, 10/01/2013 Guidelines for Distinguishing Between Primary and Specialty Mental Health and Substance Abuse Services
Bulletin Insurance Bulletin #117 Mon, 07/02/2001 Guidelines for Insurance Sales by Banks

Pages

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

Twitter icon
Facebook icon
LinkedIn icon

Employee Information