DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort ascending
Order Docket No. 15-028-I Fri, 10/30/2015 Mark Bean Stipulation and Consent
Bulletin Insurance Bulletin #155 Thu, 11/13/2008 Mandatory Use of SERFF and EFT for Submitting Filings to the Department
Bulletin Health Bulletin #128 Thu, 11/13/2008 Mandatory Use of SERFF and EFT for Submitting Filings to Department
Bulletin Insurance Bulletin #77 Tue, 01/28/1986 Mandatory Financial Responsibility, Proof of Insurance ID Cards
Regulation Reg. I-1994-02 Mon, 08/01/1994 Managing General Agents, ReInsurance intermediaries, and Producer Controlled insurers
Regulation Reg. I-1976-01 Thu, 01/15/1976 Maintenance of Complaint Records
Bulletin Captive Bulletin C-2015-01 Mon, 06/15/2015 Maintaining Regulatory Minimum Capital and Surplus Requirements
Order Docket No. 15-019-I Tue, 06/09/2015 Maine Mutual - Stipulation and Consent
Bulletin Health Bulletin #114 Thu, 05/12/2005 Mail and Pharmacy Prescription Drug Purchasing Parity
Order Docket No. 18-032-S Tue, 11/20/2018 LPL Financial LLC
Order Docket No. 21-007-S Fri, 04/30/2021 Louis Olave Stipulation and Consent Order
Order Docket No. 19-050-I Thu, 12/19/2019 Lorie Jean Zylicz Default Judgement and Order
Regulation Reg. H-2009-01 Thu, 04/01/2010 Long-Term Care Insurance
Order Docket No. 19-057-I Mon, 02/10/2020 Lluri Jimenez Default Judgement and Order
Order Docket No. 10-028-S Thu, 03/04/2010 Lisa Graves Consent Order
Order Docket No. 13-033-B Fri, 01/10/2014 Lisa Fendelet - Order
Order Docket No. 19-035-S Mon, 09/16/2019 LiquidPiston, Inc. Stipulation and Consent Order
Order Docket No. 10-002-S Fri, 01/08/2010 Lincoln Financial Securities Consent Order
Bulletin Insurance Bulletin #157 Mon, 01/04/2010 Limited Lines Producer Licenses
Regulation Reg. I-2007-02 Thu, 05/01/2008 Limited Lines Producer License for Credit Insurance
Bulletin Insurance Bulletin #120 Wed, 07/15/1998 Life, Annuity, and Health Filings
Bulletin Insurance Bulletin #62 Fri, 07/08/1983 Life Policy Loans with Adjustable Interest Rates
Regulation Reg. I-1998-01 Mon, 03/01/1999 Life Insurance Illustrations Regulation
Regulation Reg. I-2001-03 Fri, 03/01/2002 Life Insurance and Annuities Replacement
Regulation Reg. I-1993-01 Sat, 10/01/1994 Life and Health Insurance Agreements

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Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

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