Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services. 

DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Datesort descending Title
Bulletin Health Bulletin #127 Mon, 10/06/2008 Discrimination Against Disability Due to a Mental Health Condition Prohibited in Disability Income Replacement Insurance
Bulletin Insurance Bulletin #155 Thu, 11/13/2008 Mandatory Use of SERFF and EFT for Submitting Filings to the Department
Bulletin Health Bulletin #128 Thu, 11/13/2008 Mandatory Use of SERFF and EFT for Submitting Filings to Department
Bulletin Insurance Bulletin #156 Mon, 11/24/2008 Producer Bulletin
Bulletin Health Bulletin #129 Mon, 11/24/2008 Producer Bulletins
Regulation Reg. H-2008-05 Sun, 01/04/2009 Health Insurance Programs Promoting Wellness
Bulletin Insurance Bulletin #157 Mon, 01/04/2010 Limited Lines Producer Licenses
Order Docket No. 10-002-S Fri, 01/08/2010 Lincoln Financial Securities Consent Order
Order Docket No. 10-028-S Thu, 03/04/2010 Lisa Graves Consent Order
Regulation Reg. H-2008-04 (Revised) Thu, 04/01/2010 Health Insurance Claims Administration
Bulletin Health Bulletin #130 Thu, 04/01/2010 Clarification of Effective Dates of Long Term Care Regulation H-2009-01
Regulation Reg. H-2009-01 Thu, 04/01/2010 Long-Term Care Insurance
Order Docket No. 10-031-S Mon, 04/05/2010 Stifel, Nicolaus and Co Consent Order
Order Docket No. 10-029-S Mon, 04/19/2010 UBS Securities Consent Order
Order Docket No. 10-032-S Tue, 04/27/2010 Goldman Sachs Consent Order
Order Docket No. 10-030-S Wed, 04/28/2010 Wells Fargo Investments Consent Order
Order Docket No. 10-038-S Wed, 05/05/2010 Van Hamm and Meyers Associates Consent Order
Bulletin Insurance Bulletin #158 Mon, 06/07/2010 Withdrawal of Unnecessary or Superseded Bulletins
Order Docket No. 10-052-S Wed, 06/09/2010 Buglisi and Rockwell Global Capital Consent Order
Regulation Reg. I-2010-02 Fri, 07/09/2010 Life and Health Actuarial Opinion and Memorandum Regulation
Bulletin Health Bulletin #131 Thu, 08/12/2010 Transition date for Compliance with Revisions of 8 VSA 4089b, Health Insurance Coverage, Mental Health, and Substance Abuse
Order Docket No. 10-080-S Thu, 09/23/2010 Electronic Notice Filing of Certain Federal Covered Securities with Vermont
Bulletin Insurance Bulletin #159 Tue, 11/30/2010 Interest of Life Insurance Death Benefits
Order Docket No. 11-007-S Sun, 02/13/2011 Henry Corrao and EKN Financial Services
Bulletin Health Bulletin #132 Tue, 02/15/2011 Consumer Protection and Quality Requirements for Managed Care Organizations, Rule H-2009-03

Pages

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

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