DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort ascending
Order Docket No. 13-018-B Mon, 09/16/2013 Zachary Tierney - Order
Order Docket No. 17-001-I Thu, 02/09/2017 YourPeople, Inc
Order Docket No. 18-013-I Mon, 02/26/2018 Wocell Stipulation and Consent
Bulletin Insurance Bulletin #158 Mon, 06/07/2010 Withdrawal of Unnecessary or Superseded Bulletins
Bulletin Banking Bulletin #39 Wed, 11/27/2013 Withdrawal of Unnecessary Banking Bulletins
Order Docket No. 16-025-S Thu, 06/09/2016 Wells Fargo Advisors LLC
Bulletin Insurance Bulletin #132 Wed, 01/09/2002 Voluntary Expeditated Filing Procedures for Insurance Applications Developed to Allow Depository Institutions to Meet Their Disclosure Obligations Under Section 305 of the Gramm-Leach-Bliley Act
Bulletin Insurance Bulletin #150 Fri, 01/20/2006 Voluntary Expedited Filing Procedures for Compliance with the Provisions of the Terrorism Risk Insurance Extension Act 2005
Regulation Reg. I-1995-04 Mon, 02/05/1996 Viatical Settlements
Regulation Reg. S-2016-01 (Revised) Mon, 05/15/2017 Vermont Securities Regulations
Bulletin Insurance Bulletin #58 Sun, 04/11/1982 Vermont Purchase and Use Tax - Settlement of Auto Total Loss
Regulation Reg. I-1977-02 (Revised) Wed, 10/01/1980 Vermont Life Insurance Solicitation Regulation
Regulation Reg. B-2016-01 Sat, 04/01/2017 Vermont Disclosure Form - Amount to Be Financed in a Motor Vehicle Retail Installment Contract
Bulletin Banking Bulletin #23 Sat, 07/01/2000 Vermont Civil Union Law
Regulation Reg. I-1988-03 Sun, 01/15/1989 Variable Life Insurance Model Regulation
Regulation Reg. I-1999-03 Sat, 01/01/2000 Valuation of Life Insurance Policies
Bulletin Banking Bulletin #15 Fri, 11/09/1990 Use of "Bank", "Banking Association", or "Trust Company" by Financial Services Institutions
Order Docket No. 17-010-I Thu, 05/18/2017 USAA
Order Docket No. 18-55-B Thu, 12/27/2018 Upstart Network, Inc.
Bulletin Insurance Bulletin #182 Thu, 01/22/2015 Updated Guidance to Insurers Settling Motor Vehicle Total Losses Using a Price Guide
Bulletin Insurance Bulletin #152 Tue, 02/13/2007 Uninsured Motorist Form Filings
Bulletin Health Bulletin #122 Tue, 12/12/2006 Uniform Providers Credentialing
Regulation Reg. I-1993-04 Sun, 08/01/1993 Uniform Claim forms and Uniform Standards and Procedures for Processing
Regulation Reg. I-1978-02 Mon, 09/04/1978 Unfair Discrimination on the Basis of Blindness or Partial Blindness
Bulletin Insurance Bulletin #147 Sat, 11/06/2004 Uncertainty Related to Expiration of the Terrorism Risk Insurance Act of 2002: Exclusions Related to Acts of Terrorism

Pages

Contact Information

Department of Financial Regulation
Commissioner Michael Pieciak
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

Twitter icon
Facebook icon
LinkedIn icon

 

 

 

 

Employee Information