State of Vermont
DFR Regulations, Orders, Bulletins and Market Conduct Exams
| Type | Name |
Effective Date |
Title |
|---|---|---|---|
| Order | Docket No. 14-089-S | Mon, 12/01/2014 | UBS Financial Services - Consent Order |
| Regulation | Reg. I-1993-02 (Revised) | Thu, 10/16/2014 | Defining Standards and Commissioner's Authority for Companies Deemed to Be in Hazardous Financial Condition |
| Regulation | Reg. B-2014-02 | Wed, 10/01/2014 | Mortgage Brokers |
| Order | Docket No. 14-026-I | Mon, 09/15/2014 | In Re: Deborah Lefaivre - Consent Order |
| Order | Docket No. 14-039-I | Wed, 09/10/2014 | In Re: Jillian Wood - Stipulation and Consent |
| Order | Docket No. 14-040-I | Fri, 08/15/2014 | In Re: Steve Stokeling - Default Judgement and Order |
| Regulation | Reg. B-2014-01 | Tue, 07/01/2014 | Record Retention |
| Regulation | Reg. B-2006-01 (Revised) | Tue, 07/01/2014 | State-Chartered Credit Unions |
| Order | Docket No. 14-028-B | Thu, 06/12/2014 | In Re: MH Pillars, Inc - Stipulation and Consent |
| Order | Docket No. 14-024-S | Tue, 05/27/2014 | Jason Oleet and Middlebury Securities, LLC - Order |
| Order | Docket No. 13-038-B | Thu, 05/22/2014 | Plaza Home Mortgage |
| Bulletin | Insurance Bulletin #181 | Tue, 04/15/2014 | Student Health Insurance Plans |
| Order | Docket No. 14-022-S | Mon, 04/07/2014 | Registration Exemption for SolarCommunities, Inc - Order |
| Order | Docket No. 14-004-B | Thu, 04/03/2014 | In Re: United Capital Business Lending, Inc - Order |
| Order | Docket No. 13-030-I | Wed, 03/05/2014 | In Re: Alicia Goodman - Order |
| Order | Docket No. 13-046-S | Mon, 02/24/2014 | In Re: George Jones Lincoln |
| Order | Docket No. 14-001-S | Fri, 01/17/2014 | Robert Jamo and Quasar Distributors, LLC |
| Order | Docket No. 13-033-B | Fri, 01/10/2014 | Lisa Fendelet - Order |
| Bulletin | Captive Bulletin C-2014-01 | Thu, 01/09/2014 | Guidance for Special Purpose Financial Insurers |
| Order | Docket No. 14-002-S | Mon, 01/06/2014 | Thomas Donnelly and Quasar Distributors, LLC |
| Bulletin | Insurance Bulletin #179 | Wed, 01/01/2014 | Important Notice Regarding Mid-Term Replacement of Health Insurance Coverage in the Non-Group and Small Group Marketplaces |
| Order | Docket No. 13-058-B | Thu, 12/19/2013 | In Re: Ocwen Financial Corporation |
| Order | Docket No. 13-055-I | Mon, 12/16/2013 | In Re: John Bendel - Stipulation and Consent |
| Order | Docket No. 13-053-I | Mon, 12/16/2013 | In Re: Dorothy Toro-Clafin - Stipulation and Consent |
| Bulletin | Banking Bulletin #39 | Wed, 11/27/2013 | Withdrawal of Unnecessary Banking Bulletins |
Pages
Contact Information
Department of Financial Regulation
Consumer Services
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)
Public Information
For public records, media inquiries, and press releases visit our Public Information web page.
