Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services. 

DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Datesort ascending Title
Regulation Reg. H-2011-02 Fri, 07/01/2011 Independent External Review of Health Care Service Decisions
Bulletin Insurance Bulletin #161 Wed, 06/15/2011 Sales or Investment Advice Related to Securities Products by Insurance Producers
Order Docket No. 11-026-S Tue, 05/31/2011 Michael Williams Stipulation and Consent Order
Bulletin Health Bulletin #134 Mon, 05/16/2011 Clarification of the Effect on Member Payments when an Exception to a Pharmacy Benefit Management Program
Bulletin Insurance Bulletin #160 Sun, 05/15/2011 New Property and Casualty Rates and Forms Filing Procedures
Regulation Reg. I-2010-03 Mon, 05/09/2011 Property and Casualty Insurance Filing Procedures and Reporting Requirements
Bulletin Health Bulletin #133 Thu, 04/14/2011 Coverage for Diagnosis and Treatment of Autism Spectrum Disorders
Order Docket No. 11-008-S Fri, 03/04/2011 Robert Cully and Winslow, Evans & Crocker
Bulletin Health Bulletin #132 Tue, 02/15/2011 Consumer Protection and Quality Requirements for Managed Care Organizations, Rule H-2009-03
Order Docket No. 11-007-S Sun, 02/13/2011 Henry Corrao and EKN Financial Services
Bulletin Insurance Bulletin #159 Tue, 11/30/2010 Interest of Life Insurance Death Benefits
Order Docket No. 10-080-S Thu, 09/23/2010 Electronic Notice Filing of Certain Federal Covered Securities with Vermont
Bulletin Health Bulletin #131 Thu, 08/12/2010 Transition date for Compliance with Revisions of 8 VSA 4089b, Health Insurance Coverage, Mental Health, and Substance Abuse
Regulation Reg. I-2010-02 Fri, 07/09/2010 Life and Health Actuarial Opinion and Memorandum Regulation
Order Docket No. 10-052-S Wed, 06/09/2010 Buglisi and Rockwell Global Capital Consent Order
Bulletin Insurance Bulletin #158 Mon, 06/07/2010 Withdrawal of Unnecessary or Superseded Bulletins
Order Docket No. 10-038-S Wed, 05/05/2010 Van Hamm and Meyers Associates Consent Order
Order Docket No. 10-030-S Wed, 04/28/2010 Wells Fargo Investments Consent Order
Order Docket No. 10-032-S Tue, 04/27/2010 Goldman Sachs Consent Order
Order Docket No. 10-029-S Mon, 04/19/2010 UBS Securities Consent Order
Order Docket No. 10-031-S Mon, 04/05/2010 Stifel, Nicolaus and Co Consent Order
Regulation Reg. H-2009-01 Thu, 04/01/2010 Long-Term Care Insurance
Regulation Reg. H-2008-04 (Revised) Thu, 04/01/2010 Health Insurance Claims Administration
Bulletin Health Bulletin #130 Thu, 04/01/2010 Clarification of Effective Dates of Long Term Care Regulation H-2009-01
Order Docket No. 10-028-S Thu, 03/04/2010 Lisa Graves Consent Order

Pages

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

Twitter icon
Facebook icon
LinkedIn icon

 

 

 

 

Employee Information