Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services. 

DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort descending
Order Docket No. 13-021-B Sun, 07/21/2013 Securities Finance Trust Company - Order
Bulletin DFR Bulletin #4 Fri, 06/05/2020 Security Breach Notice Act Bulletin
Regulation Reg. I-2018-02-E Thu, 01/03/2019 Self-Insured Multiple Employer Welfare Arrangements and Association Health Plans
Order Docket No. 19-067-I Wed, 03/04/2020 Serena Morris Default Judgement and Order
Order Docket No. 13-010-B Mon, 05/13/2013 Shelter Mortgage Company - Stipulation and Consent
Order Docket No. 15-021-B Tue, 07/07/2015 Sherman, Clay and Co - Stipulation and Consent
Regulation Reg. I-2018-03 Thu, 05/23/2019 Short-Term, Limited-Duration Health Insurance
Order Docket No. 19-037-I Wed, 07/31/2019 Small Association Leadership Alliance, et al Ex Parte Order To Cease And Desist
Bulletin Insurance Bulletin #136 Thu, 12/13/2001 Social Host Endorsement for Automobile Liability Policies
Bulletin Insurance Bulletin #135 Thu, 12/13/2001 Social Host Endorsement for Homeowner Policies
Order Docket No. 20-009-S Fri, 03/06/2020 Solium Financial Services LLC Stipulation and Consent
Bulletin Insurance Bulletin #69 Mon, 07/18/1983 Standard Non-Forfeiture and Valuation Laws for Life Insurance
Bulletin Insurance Bulletin #137 Tue, 01/01/2002 Standards for Commercial Lines Terrorism Exclusions Covering Vermont Risks; Expedited Approval for Certain Types of Commercial Lines Terrorism Exclusions
Regulation Reg. I-2002-03 Fri, 10/10/2003 Standards for Safeguarding Customer Information
Bulletin Banking Bulletin #37 Fri, 10/05/2012 State Chartered Credit Unions
Bulletin Insurance Bulletin #57 Fri, 02/26/1982 State Cooperation - Prosecution of Federal Medigap Law Violations
Order Docket No. 15-018-I Mon, 06/15/2015 State Farm Fire and Casualty - Stipulation and Consent
Order Docket No. 20-018-I Thu, 08/06/2020 State Farm Life Insurance Stipulation and Consent
Order Docket No. 13-047-S Fri, 11/15/2013 State Farm Mutual Funds - Electronic Filings
Order Docket No. 17-017-B Thu, 06/15/2017 State Regulatory Registry LLC and NMLS
Regulation Reg. B-2006-01 (Revised) Tue, 07/01/2014 State-Chartered Credit Unions
Bulletin Banking Bulletin #32 Mon, 12/10/2007 Statement of Subprime Mortgage Lending
Order Docket No. 10-031-S Mon, 04/05/2010 Stifel, Nicolaus and Co Consent Order
Order Docket No. 18-049-S Tue, 11/27/2018 Stock Investment Management Inc.
Bulletin Insurance Bulletin #181 Tue, 04/15/2014 Student Health Insurance Plans

Pages

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

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