Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services. 

DFR Regulations, Orders, Bulletins and Market Conduct Exams

Typesort ascending Name Effective Date Title
Regulation Reg. I-1989-01 Sun, 10/01/1989 Maternity Coverage
Regulation Reg. B-1996-02 Sat, 12/28/1996 Household Members as Eligible for Credit Union Membership
Regulation Reg. I-2002-03 Fri, 10/10/2003 Standards for Safeguarding Customer Information
Regulation Reg. I-1988-04 (Revised) Mon, 01/12/2015 Mortality Tables for Life Insurance and Annuities
Regulation Reg. B-2018-02 Mon, 10/01/2018 Residential Real Estate Mortgage Loan Commitment Letters
Regulation Reg. I-2002-02 Fri, 10/15/2004 Business Entity Limited Lines Producer License for Rental Car Insurance
Regulation Reg. I-2010-03 Mon, 05/09/2011 Property and Casualty Insurance Filing Procedures and Reporting Requirements
Regulation Reg. B-1998-02 Fri, 01/01/1999 High Rate, High Point Notices for Residential Real Estate Loans
Regulation Reg. H-2009-01 Thu, 04/01/2010 Long-Term Care Insurance
Regulation Reg. I-2019-03 Wed, 01/01/2020 Insurance Regulatory Sandbox; Innovation Waiver Regulation
Regulation Reg. I-1988-01 Sun, 01/01/1989 Regulation to Require Reporting of Financial and Statistical Data by Property and Casualty Insurance Companies
Regulation Reg. B-1999-01 Wed, 12/01/1999 Secured Credit Cards
Regulation Reg. I-1978-02 Mon, 09/04/1978 Unfair Discrimination on the Basis of Blindness or Partial Blindness
Regulation Reg. B-1999-02 Wed, 12/01/1999 Conversion of a Federal Credit Into a State Chartered Credit Union
Regulation Reg. I-1988-03 Sun, 01/15/1989 Variable Life Insurance Model Regulation
Regulation Reg. B-2015-01 Thu, 01/01/2015 Non-Discrimination in Financial Services
Regulation Reg. I-1990-01 (Revised) Tue, 07/23/2019 Rules Governing Intermunicipal Insurance Agreements
Regulation Reg. C-1999-02 Fri, 12/31/1999 Rules for Captive Insurance Companies Issuing Annuities
Order Docket No. 17-018-S Mon, 01/06/2020 Winthrop Investment Management Order
Order Docket No. 14-089-S Mon, 12/01/2014 UBS Financial Services - Consent Order
Order Docket No. 10-031-S Mon, 04/05/2010 Stifel, Nicolaus and Co Consent Order
Order Docket No. 13-047-S Fri, 11/15/2013 State Farm Mutual Funds - Electronic Filings
Order Docket No. 19-059-B Thu, 03/05/2020 North American Financial Management Stipulation and Consent
Order Docket No. 17-015-B Thu, 06/15/2017 Glenview Auto Loan Amended Order to Cease and Desist
Order RESCINDED - Docket No. 16-019-S Thu, 04/04/2019 First Financial Equity Corporation Order and Consent (Rescinded)

Pages

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

Twitter icon
Facebook icon
LinkedIn icon

 

 

 

 

Employee Information