Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services. 

DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort ascending
Order Docket No. 19-037-I Wed, 07/31/2019 Small Association Leadership Alliance, et al Ex Parte Order To Cease And Desist
Regulation Reg. I-2018-03 Thu, 05/23/2019 Short-Term, Limited-Duration Health Insurance
Order Docket No. 15-021-B Tue, 07/07/2015 Sherman, Clay and Co - Stipulation and Consent
Order Docket No. 13-010-B Mon, 05/13/2013 Shelter Mortgage Company - Stipulation and Consent
Order Docket No. 19-067-I Wed, 03/04/2020 Serena Morris Default Judgement and Order
Regulation Reg. I-2018-02-E Thu, 01/03/2019 Self-Insured Multiple Employer Welfare Arrangements and Association Health Plans
Bulletin DFR Bulletin #4 Fri, 06/05/2020 Security Breach Notice Act Bulletin
Order Docket No. 13-021-B Sun, 07/21/2013 Securities Finance Trust Company - Order
Regulation Reg. B-1999-01 Wed, 12/01/1999 Secured Credit Cards
Order Docket No. 19-024-S Mon, 11/25/2019 Sally Jane Boyle Stipulation and Consent
Bulletin Insurance Bulletin #161 Wed, 06/15/2011 Sales or Investment Advice Related to Securities Products by Insurance Producers
Bulletin Insurance Bulletin #98 Wed, 06/27/1990 Sale of Credit Unemployment Insurance through Banks Illegal
Bulletin Insurance Bulletin #55 Mon, 06/20/1994 Safe Driver Insurance Plan Surcharges
Regulation Reg. I-1997-01 Sat, 05/10/1997 Rules Providing for Oversight of Fees Charged by the National Association of Insurance Commissioners and Retaliatory Action by the State of Vermont
Regulation Reg. I-1995-03 Fri, 09/01/1995 Rules Governing Nonprofit Corporation Workers' Compensation Programs
Regulation Reg. I-1990-01 (Revised) Tue, 07/23/2019 Rules Governing Intermunicipal Insurance Agreements
Regulation Reg. C-1999-02 Fri, 12/31/1999 Rules for Captive Insurance Companies Issuing Annuities
Order Docket No. 12-022-S Mon, 02/13/2012 Ronald Berman and Axiom Capital Management Order Removing Conditions
Order Docket No. 19-056-I Thu, 03/05/2020 Robert Lewis Stewart Stipulation and Consent
Order Docket No. 14-001-S Fri, 01/17/2014 Robert Jamo and Quasar Distributors, LLC
Order Docket No. 11-008-S Fri, 03/04/2011 Robert Cully and Winslow, Evans & Crocker
Regulation Reg. C-2012-02 (Revised) Wed, 08/01/2012 Risk Retention Group Holding Company Systems
Regulation Reg. I-1997-02 Sat, 08/16/1997 Risk Based Capital (RBC) for Property and Casualty Insurers
Bulletin Insurance Bulletin #178 Fri, 06/07/2013 Revision of 18 VSA 9418b(g)(4) Time Frame for Responding to a Non-urgent Prior Authorization Request and Related Clarification
Bulletin Insurance Bulletin #215 Tue, 07/21/2020 Resumption of Routine Provider Audits by Insurers

Pages

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

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