Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services. 

DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort descending
Order Docket No. 13-017-B Sat, 09/14/2013 David Rome - Order
Order Docket No. 19-064-I Wed, 03/04/2020 Deborah Miner Default Judgement and Order
Order Docket No. 14-088-B Mon, 12/22/2014 Debra Kinney - Order
Regulation Reg. I-1993-02 (Revised) Thu, 10/16/2014 Defining Standards and Commissioner's Authority for Companies Deemed to Be in Hazardous Financial Condition
Bulletin Health Bulletin #113 Thu, 09/02/2004 Definition of Creditable Coverage
Regulation Reg. DFR-1982-01 Thu, 12/30/1982 Department of Banking, Insurance, Securities and Health Care Administration Hearing Procedures
Bulletin Health Bulletin #108 Thu, 10/12/2000 Diabetes Self-Management Training and Education Required by 8 VSA 4089c
Regulation Reg. I-1978-01 (Revised) Mon, 05/01/1995 Disclosure
Bulletin Health Bulletin #127 Mon, 10/06/2008 Discrimination Against Disability Due to a Mental Health Condition Prohibited in Disability Income Replacement Insurance
Bulletin Banking Bulletin #25 Mon, 10/21/2002 Documentation Fees
Order Docket No. 16-022-S Tue, 09/06/2016 EKN Financial Services, Inc - Default Judgement and Order
Regulation Reg. I-2014-01 Fri, 09/18/2015 Electronic Insurance Notices
Order Docket No. 10-080-S Thu, 09/23/2010 Electronic Notice Filing of Certain Federal Covered Securities with Vermont
Bulletin Health Bulletin #101 Thu, 10/01/1998 Elimination Periods in Disability Policies
Order Docket No. 19-052-S Thu, 10/31/2019 Essex Securities LLC Stipulation and Consent Order
Order Docket No. 18-013-I Fri, 08/31/2018 Ex Parte Order for Summary Suspension Of Christopher Wocell’s Resident Producer and Surplus Lines Licenses
Bulletin Insurance Bulletin #134 Thu, 11/08/2001 Exclusion of Coverage or Punitive Damages in Policies Issued by Surplus Lines Carriers
Bulletin Insurance Bulletin #194 Wed, 06/07/2017 Expense Discounts for Medicare Supplemental Insurance Policies
Regulation Reg. I-1979-02 (Revised) Sun, 07/01/2018 Fair Claims Practices
Order Docket No. 20-016-S Wed, 03/18/2020 Fairholme Stipulation and Consent Order
Bulletin Insurance Bulletin #183 Wed, 02/18/2015 Filing Procedures for Compliance with the Provisions of the Terrorism Risk Insurance Program Reauthorization Act of 2015
Bulletin Insurance Bulletin #75 Mon, 11/12/1984 Filing Status Inquiries
Bulletin Banking Bulletin #36 Thu, 05/10/2012 Financial Advisors - Transition Period to Obtain a Mortgage Loan Originator License
Bulletin Insurance Bulletin #140 Mon, 05/20/2002 Fire Loss Report Form (DPS 508) No Longer Required
Order RESCINDED - Docket No. 16-019-S Thu, 04/04/2019 First Financial Equity Corporation Order and Consent (Rescinded)

Pages

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

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