Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services. 

DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Datesort ascending Title
Regulation Reg. B-2018-01 Thu, 02/15/2018 Privacy of Consumer Financial and Health Information Regulation
Bulletin Banking Bulletin #48 Wed, 01/24/2018 Home Loan Escrow Accounts
Bulletin Insurance Bulletin #198 Mon, 01/08/2018 Joint Guidance on Providing Advice for Securities and Insurance Products
Bulletin Securities Bulletin S-2018-01 Mon, 01/08/2018 Joint Guidance on Providing Advice for Securities and Insurance Products
Bulletin Insurance Bulletin #197 Wed, 12/20/2017 Application of Statutory Employee Exception Following Koski
Order Docket No. 17-023-B Mon, 12/18/2017 In Re: Yapstone Holdings, Inc
Bulletin Insurance Bulletin #199 Fri, 11/10/2017 Bulletin Authorizing the Use of Catastrophe Adjusters and Appraisers During Catastrophe or Extraordinary Loss Events
Order Docket No. 17-030-S Wed, 11/08/2017 Bankers Life and Casualty
Bulletin Insurance Bulletin #196 Mon, 10/16/2017 Health Insurance Coverage for Part-Time Employees
Bulletin Insurance Bulletin #195 Wed, 10/04/2017 Coding of Screening Mammograms
Order Docket No. 17-022-S Tue, 08/08/2017 In Re: People's Securities, Inc
Order Docket No. 17-016-I Tue, 08/01/2017 In Re: Liberty Mutual
Order Docket No. 17-014-B Mon, 07/03/2017 In Re: DOXO, Inc
Order Docket No. 17-009-I Sun, 07/02/2017 In Re: InsuranceTek
Order Docket No. 17-018-S Sun, 07/02/2017 In Re: Rodney Winthrop Thompson
Order Docket No. 17-021-B Thu, 06/29/2017 Money Transmitter Receipts Guidance and Transition Period
Bulletin Banking Bulletin #47 Thu, 06/29/2017 Money Transmitter Receipts Guidance and Transition Period
Order Docket No. 16-036-I Mon, 06/26/2017 In Re: Deborah LeFaivre - Default Judgement and Order
Bulletin Banking Bulletin #46 Mon, 06/19/2017 Motor Vehicle Retail Installment Sales Finance Act Guidance
Order Docket No. 17-017-B Thu, 06/15/2017 State Regulatory Registry LLC and NMLS
Order Docket No. 17-015-B Thu, 06/15/2017 Glenview Auto Loan Amended Order to Cease and Desist
Bulletin Insurance Bulletin #194 Wed, 06/07/2017 Expense Discounts for Medicare Supplemental Insurance Policies
Regulation Reg. C-1981-02 (Revised) Thu, 06/01/2017 Captive Insurance Financial Regulation
Order Docket No. 17-010-I Thu, 05/18/2017 USAA
Regulation Reg. I-2016-02 Mon, 05/15/2017 Business Entity Limited Lines Producer for Travel Insurance License

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Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

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