State of Vermont
DFR Regulations, Orders, Bulletins and Market Conduct Exams
| Type | Name |
Effective Date |
Title |
|---|---|---|---|
| Order | Docket No. 16-024-I | Tue, 06/28/2016 | In Re: Stop Loss Attachment Points |
| Order | Docket No. 16-017-I | Mon, 06/27/2016 | In Re: Ryan Moore - Stipulation and Consent |
| Order | Docket No. 16-019-B | Thu, 06/09/2016 | In Re: Benaissance |
| Order | Docket No. 16-025-S | Thu, 06/09/2016 | Wells Fargo Advisors LLC |
| Order | Docket No. 16-026-S | Sun, 06/05/2016 | Raymond James and Associates - Consent Order |
| Order | Docket No. 16-019-I | Thu, 06/02/2016 | In Re: Credit Card-Related Insurance Benefits |
| Order | Docket No. 16-001-S | Wed, 06/01/2016 | Repealing In Part Order 06-023-S |
| Order | Docket No. 16-010-B | Mon, 05/23/2016 | Prosper Marketplace Inc |
| Order | Docket No. 16-016-B | Thu, 05/19/2016 | In Re: PayPal |
| Bulletin | Insurance Bulletin #189 | Mon, 04/04/2016 | Non-Culmination Policy Provisions |
| Regulation | Reg. I-2015-01 | Wed, 03/30/2016 | Corporate Governance Annual Disclosure |
| Order | Docket No. 15-022-I | Wed, 03/09/2016 | In Re: Travelers - Stipulation and Consent |
| Order | Docket No. 16-007-I | Mon, 03/07/2016 | In Re; Liberty Insurance - Stipulation and Consent |
| Bulletin | Insurance Bulletin #188 | Tue, 01/19/2016 | Privacy Notices - Regulation IH-2001-01 - Use of Federal Model Privacy Form |
| Order | Docket No. 16-008-I | Wed, 01/06/2016 | Phenix Mutual Fire Insurance - Stipulation and Consent |
| Order | Docket No. 15-040-B | Mon, 11/09/2015 | Prospect Mortgage, LLC - Settlement Agreement and Order |
| Order | Docket No. 15-033-B | Fri, 11/06/2015 | Ocwen Loan Servicing, LLC - Consent Agreement |
| Order | Docket No. 15-028-I | Fri, 10/30/2015 | Mark Bean Stipulation and Consent |
| Order | Docket No. 15-026-I | Mon, 10/12/2015 | Applied Underwriters and SolutionOne Products |
| Order | Docket No. 13-049-S | Mon, 09/28/2015 | In Re: Tucker Financial Services Stipulation and Consent Order |
| Regulation | Reg. I-2014-01 | Fri, 09/18/2015 | Electronic Insurance Notices |
| Regulation | Reg. I-1997-03 (Revised) | Thu, 08/27/2015 | Credit for ReInsurance |
| Order | Docket No. 15-008-I | Wed, 08/05/2015 | In Re: Alton Willard - Default Judgement and Order |
| Bulletin | Securities Bulletin 15-01-S | Mon, 07/20/2015 | Guidance on Utilizing the Rule Providing for the Vermont Small Business Offerings |
| Order | Docket No. 15-020-I | Wed, 07/15/2015 | In Re: Geico - Stipulation and Consent |
Pages
Contact Information
Department of Financial Regulation
Commissioner Michael Pieciak
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301
833-DFR-HOTLINE
Public Information
For public records, media inquiries, and press releases visit our Public Information web page.
