Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services. 

DFR Regulations, Orders, Bulletins and Market Conduct Exams

Typesort descending Name Effective Date Title
Bulletin Insurance Bulletin #197 Wed, 12/20/2017 Application of Statutory Employee Exception Following Koski
Bulletin Banking Bulletin #41 Wed, 11/27/2013 Mobile Home Disclosure
Bulletin Insurance Bulletin #166 Tue, 09/06/2011 Insurer Alert - Federal Disaster and Aftermath of Tropical Storm Irene in Vermont
Bulletin Banking Bulletin #35 Fri, 01/06/2012 PACE Reserve Fund
Bulletin Insurance Bulletin #98 Wed, 06/27/1990 Sale of Credit Unemployment Insurance through Banks Illegal
Bulletin Insurance Bulletin #99 Fri, 06/29/1990 Rate Service Organizations and Insurer Filing Procedures
Bulletin Insurance Bulletin #199 Fri, 11/10/2017 Bulletin Authorizing the Use of Catastrophe Adjusters and Appraisers During Catastrophe or Extraordinary Loss Events
Bulletin Banking Bulletin #42 Wed, 11/27/2013 Mortgage Loan Originators Reasonable Commuting Distance from Residence to Office of Employment
Bulletin Insurance Bulletin #167 Wed, 12/21/2011 Public Disclosure for Health Insurance Rate Filing
Bulletin Insurance Bulletin #134 Thu, 11/08/2001 Exclusion of Coverage or Punitive Damages in Policies Issued by Surplus Lines Carriers
Bulletin Securities Bulletin S-2018-01 Mon, 01/08/2018 Joint Guidance on Providing Advice for Securities and Insurance Products
Bulletin Insurance Bulletin #100 Tue, 05/21/1991 Group Conversion Policy Premium
Bulletin Insurance Bulletin #210 (Revised) Wed, 05/13/2020 COVID-19 Prescription Drug Refills
Bulletin Insurance Bulletin #200 Wed, 06/20/2018 Coding of Screening Mammograms and Ultrasounds
Bulletin Banking Bulletin #43 (Withdrawn) Thu, 07/14/2016 WITHDRAWN - Automated Teller Machine Disclosures
Bulletin Insurance Bulletin #168 Mon, 04/23/2012 Confidentiality Requests in Managed Care Filing
Bulletin DFR Bulletin #4 Fri, 06/05/2020 Security Breach Notice Act Bulletin
Bulletin Insurance Bulletin #135 Thu, 12/13/2001 Social Host Endorsement for Homeowner Policies
Order Docket No. 13-047-S Fri, 11/15/2013 State Farm Mutual Funds - Electronic Filings
Order Docket No. 19-049-I Wed, 11/20/2019 Louis Chames, Trupanion Managers USA, Inc., and American Pet Insurance Company
Order Docket No. 20-026-S (Amendment) Wed, 06/10/2020 Patrick Mazza Amendment to Ex Parte Order to Cease and Desist
Order Docket No. 14-089-S Mon, 12/01/2014 UBS Financial Services - Consent Order
Order Docket No. 13-001-S Fri, 03/08/2013 ProEquities Consent Order
Order Docket No. 17-008-S Tue, 04/04/2017 Fishkin and Crow Hill Capital
Order Docket No. 18-039-B Tue, 07/24/2018 FNC Insurance Agency, Inc.

Pages

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

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