DFR Regulations, Orders, Bulletins and Market Conduct Exams

Typesort descending Name Effective Date Title
Bulletin Insurance Bulletin #155 Thu, 11/13/2008 Mandatory Use of SERFF and EFT for Submitting Filings to the Department
Bulletin Insurance Bulletin #128 Wed, 12/13/2000 Implementation of Vermont Act 91 with Respect to Life Insurance: Civil Unions Mandatory Endorsement and Related Issues for Insurers
Bulletin Insurance Bulletin #69 Mon, 07/18/1983 Standard Non-Forfeiture and Valuation Laws for Life Insurance
Bulletin Securities Bulletin S-2018-01 Mon, 01/08/2018 Joint Guidance on Providing Advice for Securities and Insurance Products
Bulletin Banking Bulletin #11 Mon, 06/18/1984 Permitted Charges on Subordinate Lien Mortgages
Bulletin Insurance Bulletin #187 Fri, 07/10/2015 Important Notice Regarding Mid-Term Replacement of Health Insurance Coverage for Groups with 51-100 Employees
Bulletin Insurance Bulletin #156 Mon, 11/24/2008 Producer Bulletin
Bulletin Insurance Bulletin #129 Sun, 01/07/2001 Suitability Requirements for Variable Insurance Products
Bulletin Insurance Bulletin #71 Wed, 08/10/1983 Lienholder Interest Coverage Loss Payable Clause Fraud
Bulletin Banking Bulletin #15 Fri, 11/09/1990 Use of "Bank", "Banking Association", or "Trust Company" by Financial Services Institutions
Bulletin Insurance Bulletin #188 Tue, 01/19/2016 Privacy Notices - Regulation IH-2001-01 - Use of Federal Model Privacy Form
Bulletin Insurance Bulletin #157 Mon, 01/04/2010 Limited Lines Producer Licenses
Bulletin Insurance Bulletin #130 Mon, 01/22/2001 Laws Enacted During the 1999-2000 Legislative Session that Affect Insurers Doing Business in Vermont
Bulletin Insurance Bulletin #74 Mon, 11/12/1984 All Lines Filing Procedure Changes
Bulletin Banking Bulletin #19 Wed, 07/23/1997 Permitted Charges on Mortgages
Bulletin Insurance Bulletin #189 Mon, 04/04/2016 Non-Culmination Policy Provisions
Bulletin Insurance Bulletin #209 (Withdrawn) Fri, 10/23/2020 WITHDRAWN - Access to COVID-19 Testing
Bulletin Insurance Bulletin #158 Mon, 06/07/2010 Withdrawal of Unnecessary or Superseded Bulletins
Bulletin Insurance Bulletin #132 Wed, 01/09/2002 Voluntary Expeditated Filing Procedures for Insurance Applications Developed to Allow Depository Institutions to Meet Their Disclosure Obligations Under Section 305 of the Gramm-Leach-Bliley Act
Bulletin DFR Bulletin #4 Fri, 06/05/2020 Security Breach Notice Act Bulletin
Bulletin Insurance Bulletin #75 Mon, 11/12/1984 Filing Status Inquiries
Bulletin Banking Bulletin #23 Sat, 07/01/2000 Vermont Civil Union Law
Bulletin Insurance Bulletin #190 Mon, 08/08/2016 NAIC Standard Valuation Law
Order Docket No. 19-069-S Fri, 03/06/2020 Account Management, DeRoetth Stipulation and Consent
Order Docket No. 21-015-I Fri, 04/09/2021 Patriot Insurance Company Stipulation and Consent Order

Pages

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

Twitter icon
Facebook icon
LinkedIn icon

Employee Information