DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Datesort ascending Title
Order Docket No. 13-020-B Mon, 09/16/2013 Brandon Maddick - Order
Order Docket No. 13-018-B Mon, 09/16/2013 Zachary Tierney - Order
Order Docket No. 13-017-B Sat, 09/14/2013 David Rome - Order
Order Docket No. 13-025-S Fri, 09/13/2013 UBS Financial Services - Consent Order
Order Docket No. 13-026-B Mon, 09/09/2013 In Re: NetSpeed Corporation
Order Docket No. 13-029-S Mon, 09/09/2013 In Re: Alicia Goodman Cease and Desist
Order Docket No. 13-024-B Sat, 08/31/2013 Amerisave Mortgage - Settlement Agreement and Order
Bulletin DFR Bulletin # 3 Tue, 08/06/2013 Security Breach Notice Act
Order Docket No. 13-021-B Sun, 07/21/2013 Securities Finance Trust Company - Order
Bulletin Insurance Bulletin #177 Mon, 07/01/2013 Guidance Regarding Prohibited Discrimination in Health Insurance Coverage Under Act 35 of 2013
Bulletin Insurance Bulletin #178 Fri, 06/07/2013 Revision of 18 VSA 9418b(g)(4) Time Frame for Responding to a Non-urgent Prior Authorization Request and Related Clarification
Bulletin Insurance Bulletin #176 Mon, 06/03/2013 Cancellation, Nonrenewal, and Renewal of Surplus Lines Contracts
Bulletin Insurance Bulletin #175 Thu, 05/23/2013 Guidance Regarding the Application of Deductibles and Uninsured Motorist Property Damage (UMPD) Claims
Order Docket No. 12-041-I Wed, 05/22/2013 Vermont Health Co-op Licensing Decision and Order
Order Docket No. 13-010-B Mon, 05/13/2013 Shelter Mortgage Company - Stipulation and Consent
Order Docket No. 13-003-I Wed, 05/01/2013 In Re: Connecticut General Life Insurance Stipulation and Consent
Order Docket No. 13-004-I Fri, 04/19/2013 In Re: Triad Guaranty Stipulation and Consent
Regulation Reg. I-2012-01 Mon, 04/15/2013 Business Entity Limited Lines Producer License for Portable Electronics Insurance
Order Docket No. 13-008-I Thu, 04/11/2013 In Re: Ullico Casualty - Order to Cease and Desist
Order Docket No. 13-002-I Wed, 03/13/2013 In Re: Vermont Health Benefit Exchange - Rate Structure and Multipliers
Order Docket No. 13-001-S Fri, 03/08/2013 ProEquities Consent Order
Bulletin Insurance Bulletin #173 Thu, 03/07/2013 Advertising Done by or on Behalf of a Legal Entity Engaged in the Business of Insurance
Order Docket No. 12-023-I Wed, 02/13/2013 Bankers Life Stipulation and Consent Order
Order Docket No. 12-031-I Sun, 02/10/2013 Horace Mann Insurance Stipulation and Consent Order
Order Docket No. 13-001-S Fri, 02/08/2013 UVEST Financial Services Group Consent Order

Pages

Contact Information

Department of Financial Regulation
Commissioner Michael Pieciak
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301

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