State of Vermont
DFR Regulations, Orders, Bulletins and Market Conduct Exams
Type |
Name | Effective Date | Title |
|---|---|---|---|
| Order | Docket No. 13-029-S | Mon, 09/09/2013 | In Re: Alicia Goodman Cease and Desist |
| Order | Docket No. 16-007-I | Mon, 03/07/2016 | In Re; Liberty Insurance - Stipulation and Consent |
| Order | Docket No. 20-015-I | Tue, 06/09/2020 | Teon Sumpter Default Judgement and Order |
| Order | Docket No. 12-038-I | Tue, 01/08/2013 | In Re: Lance M Zeidman Final Decision and Order |
| Order | Docket No. 18-015-S | Thu, 06/07/2018 | In Re: Jacinto “Spirit Wolf” Vega, Jr. |
| Order | Docket No. 19-069-S | Fri, 03/06/2020 | Account Management, DeRoetth Stipulation and Consent |
| Order | Docket No. 13-043-I | Sun, 11/03/2013 | In Re: Vermont Health Connect - Order |
| Order | Docket No. 19-044-I | Mon, 10/07/2019 | Permanent General Assurance Corporation Stipulation and Consent |
| Order | Docket No. 15-008-I | Wed, 08/05/2015 | In Re: Alton Willard - Default Judgement and Order |
| Order | Docket No. 21-021-B | Tue, 03/30/2021 | ZenPayroll Stipuation and Consent Order |
| Order | Docket No. 19-008-S | Fri, 02/22/2019 | In Re: FP Capitol, LLC |
| Order | Docket No. 13-025-S | Fri, 09/13/2013 | UBS Financial Services - Consent Order |
| Order | Docket No. 16-027-S | Thu, 08/25/2016 | In Re: Gregory Lambesis - Stipulation and Consent |
| Order | Docket No. 12-031-I | Sun, 02/10/2013 | Horace Mann Insurance Stipulation and Consent Order |
| Order | Docket No. 18-011-S | Wed, 02/21/2018 | In Re: Merrill Lynch |
| Order | Docket No. 19-007-I | Thu, 02/07/2019 | BCBSVT Risk Based Capital Order |
| Order | Docket No. 19-068-I | Wed, 03/04/2020 | Rebecca Mrozinski Default Judgement and Order |
| Order | Docket No. 13-041-I | Mon, 11/18/2013 | In Re: Travis Shine - Stipulation and Consent |
| Order | Docket No. 19-016-I | Thu, 10/17/2019 | Jason Torres Default Judgement and Order |
| Order | Docket No. 19-003-S | Fri, 03/08/2019 | In RE: Flipside Cryto, Active Eight LLC |
| Order | Docket No. 21-014-I | Mon, 04/05/2021 | MetLife Stipulation and Consent Order |
| Order | Docket No. 13-022-S | Thu, 10/10/2013 | In Re: Surety Services Stipulation and Consent Order |
| Order | Docket No. 16-023-S | Wed, 09/14/2016 | KBR Capital Markets - Default Judgement and Order |
| Order | Docket No. 20-026-S (Amendment) | Wed, 06/10/2020 | Patrick Mazza Amendment to Ex Parte Order to Cease and Desist |
| Order | Docket No. 17-032-B | Mon, 02/06/2017 | In Re: Transferwise |
Pages
Contact Information
Department of Financial Regulation
Consumer Services
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)
Public Information
For public records, media inquiries, and press releases visit our Public Information web page.
