Skip to main content

DFR Regulations, Orders, Bulletins and Market Conduct Exams

Regulation Bulletins
Type Name Effective Date Sort descending Title
Order Docket No. 17-023-B Mon, 12/18/2017 In Re: Yapstone Holdings, Inc
Bulletin Insurance Bulletin #197 Wed, 12/20/2017 Application of Statutory Employee Exception Following Koski
Bulletin Insurance Bulletin #198 Mon, 01/08/2018 Joint Guidance on Providing Advice for Securities and Insurance Products
Bulletin Securities Bulletin S-2018-01 Mon, 01/08/2018 Joint Guidance on Providing Advice for Securities and Insurance Products
Bulletin Banking Bulletin #48 Wed, 01/24/2018 Home Loan Escrow Accounts
Regulation Reg. B-2018-01 Thu, 02/15/2018 Privacy of Consumer Financial and Health Information Regulation
Order Docket No. 18-011-S Wed, 02/21/2018 In Re: Merrill Lynch
Order Docket No. 18-012-I Fri, 02/23/2018 In Re: BlueCross BlueShield of Vermont
Order Docket No. 18-013-I Mon, 02/26/2018 Wocell Stipulation and Consent
Bulletin Insurance Bulletin #171 Mon, 03/12/2018 Out-of-Pocket Maximum for Prescription Drugs
Order Docket No. 17-031-B Thu, 03/15/2018 In Re: Mercari, Inc
Order Docket No. 18-004-I Mon, 04/02/2018 In Re: Mario A. Rodas
Order Docket No. 17-010-I Fri, 05/18/2018 USAA
Order Docket No. 18-030-S Fri, 05/25/2018 Cease and Desist Levelnet Inc. and Paul Shkliaev
Order Docket No. 18-015-S Thu, 06/07/2018 In Re: Jacinto “Spirit Wolf” Vega, Jr.
Order Docket No. 18-027-B Wed, 06/13/2018 Internet Escrow Services, Inc.
Bulletin Insurance Bulletin #200 Wed, 06/20/2018 Coding of Screening Mammograms and Ultrasounds
Regulation Reg. I-1979-02 (Revised) Sun, 07/01/2018 Fair Claims Practices
Bulletin Insurance Bulletin #201 Mon, 07/09/2018 Transitional Guidance for Health Benefit Associations
Order Docket No. 18-014-I Tue, 07/10/2018 In Re: Saul D. Suster
Order Docket No. 18-039-B Tue, 07/24/2018 FNC Insurance Agency, Inc.
Order Docket No. 18-029-S Thu, 07/26/2018 In Re: DA Davidson
Order Docket No. 18-013-I Fri, 08/31/2018 Ex Parte Order for Summary Suspension Of Christopher Wocell’s Resident Producer and Surplus Lines Licenses
Order Docket No. 18-042-B Thu, 09/13/2018 Order Exempting Certain Loan Solicitation Companies From the Loan Solicitation Licensing Requirement Of 8 VSA Chapter 73
Regulation Reg. B-2018-02 Mon, 10/01/2018 Residential Real Estate Mortgage Loan Commitment Letters