Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services. 

DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Datesort descending Title
Order Docket No. 11-008-S Fri, 03/04/2011 Robert Cully and Winslow, Evans & Crocker
Bulletin Health Bulletin #133 Thu, 04/14/2011 Coverage for Diagnosis and Treatment of Autism Spectrum Disorders
Regulation Reg. I-2010-03 Mon, 05/09/2011 Property and Casualty Insurance Filing Procedures and Reporting Requirements
Bulletin Insurance Bulletin #160 Sun, 05/15/2011 New Property and Casualty Rates and Forms Filing Procedures
Bulletin Health Bulletin #134 Mon, 05/16/2011 Clarification of the Effect on Member Payments when an Exception to a Pharmacy Benefit Management Program
Order Docket No. 11-026-S Tue, 05/31/2011 Michael Williams Stipulation and Consent Order
Bulletin Insurance Bulletin #161 Wed, 06/15/2011 Sales or Investment Advice Related to Securities Products by Insurance Producers
Regulation Reg. H-2011-02 Fri, 07/01/2011 Independent External Review of Health Care Service Decisions
Bulletin Insurance Bulletin #163 Thu, 07/21/2011 Nonadmitted Insurance Reform Bulletin
Bulletin Insurance Bulletin #164 Wed, 08/10/2011 Clarification of the Department's Position Concerning Claims Made for Diminution of Value
Bulletin Insurance Bulletin #165 Tue, 09/06/2011 Bulletin Authorizing the Use of Catastrophe Adjusters and Appraisers
Bulletin Insurance Bulletin #166 Tue, 09/06/2011 Insurer Alert - Federal Disaster and Aftermath of Tropical Storm Irene in Vermont
Regulation Reg. H-2011-01 Thu, 09/15/2011 Licensing Requirements for Mental Health Review Agents
Bulletin Insurance Bulletin #167 Wed, 12/21/2011 Public Disclosure for Health Insurance Rate Filing
Bulletin Banking Bulletin #34 Fri, 01/06/2012 PACE Assessment Underwriting Criteria and Standards
Bulletin Banking Bulletin #35 Fri, 01/06/2012 PACE Reserve Fund
Order Docket No. 12-003-S Thu, 01/19/2012 Barry Cassese and KC Ward Financial
Order Docket No. 12-056-I Mon, 01/30/2012 In Re: William A Newburn Default Judgement and Order
Order Docket No. 12-022-S Mon, 02/13/2012 Ronald Berman and Axiom Capital Management Order Removing Conditions
Order Docket No. 12-007-I Fri, 04/20/2012 In Re: Roland Matatics Default Judgement and Order
Order Docket No. 12-006-I Fri, 04/20/2012 In Re: Kevin Whitney
Order Docket No. 12-005-I Fri, 04/20/2012 In Re: Roy Allen Gray Default Judgement and Order
Bulletin Insurance Bulletin #168 Mon, 04/23/2012 Confidentiality Requests in Managed Care Filing
Bulletin Insurance Bulletin #169 Mon, 05/07/2012 Non-Admitted Insurance Reform Bulletin, Supplement No. 1
Bulletin Banking Bulletin #36 Thu, 05/10/2012 Financial Advisors - Transition Period to Obtain a Mortgage Loan Originator License

Pages

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

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