Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services. 

DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Namesort descending Effective Date Title
Regulation Reg. I-2019-02 Sun, 03/01/2020 Business Entity Limited Lines Producer for Self-Storage Insurance License
Regulation Reg. I-2019-03 Wed, 01/01/2020 Insurance Regulatory Sandbox; Innovation Waiver Regulation
Regulation Reg. IH-2001-01 Sat, 11/17/2001 Privacy of Consumer Financial and Health Information Regulation
Regulation Reg. S-2016-01 (Revised) Mon, 08/12/2019 Vermont Securities Regulations
Order RESCINDED - Docket No. 16-019-S Thu, 04/04/2019 First Financial Equity Corporation Order and Consent (Rescinded)
Bulletin Securities Bulletin 15-01-S Mon, 07/20/2015 Guidance on Utilizing the Rule Providing for the Vermont Small Business Offerings
Bulletin Securities Bulletin S-2018-01 Mon, 01/08/2018 Joint Guidance on Providing Advice for Securities and Insurance Products
Bulletin WITHDRAWN - Insurance Bulletin #92 Wed, 09/04/2019 AIDS Testing Requirements (Withdrawn)

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Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

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Employee Information