DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Namesort descending Effective Date Title
Regulation Reg. I-2019-03 Wed, 01/01/2020 Insurance Regulatory Sandbox; Innovation Waiver Regulation
Regulation Reg. IH-2001-01 Sat, 11/17/2001 Privacy of Consumer Financial and Health Information Regulation
Regulation Reg. S-2016-01 (Revised) Mon, 08/12/2019 Vermont Securities Regulations
Order RESCINDED - Docket No. 16-019-S Thu, 04/04/2019 First Financial Equity Corporation Order and Consent (Rescinded)
Bulletin Securities Bulletin 15-01-S Mon, 07/20/2015 Guidance on Utilizing the Rule Providing for the Vermont Small Business Offerings
Bulletin Securities Bulletin S-2018-01 Mon, 01/08/2018 Joint Guidance on Providing Advice for Securities and Insurance Products
Bulletin WITHDRAWN - Insurance Bulletin #92 Wed, 09/04/2019 AIDS Testing Requirements (Withdrawn)

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Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
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833-337-4685 (toll free)

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