State of Vermont
Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services.
DFR Regulations, Orders, Bulletins and Market Conduct Exams
| Type |
Name |
Effective Date | Title |
|---|---|---|---|
| Order | Docket No. 16-035-I | Wed, 11/09/2016 | In Re: Brittany Ouellette, Default Judgement and Order |
| Order | Docket No. 16-036-I | Mon, 06/26/2017 | In Re: Deborah LeFaivre - Default Judgement and Order |
| Order | Docket No. 16-036-I | Tue, 09/13/2016 | In Re: Deborah LeFaivre - Exparte Order for Summary Suspension |
| Order | Docket No. 16-041-I | Wed, 04/12/2017 | Geico |
| Order | Docket No. 16-042-I | Fri, 12/09/2016 | MVP Health Plan Stipulation and Consent |
| Order | Docket No. 17-001-I | Thu, 02/09/2017 | YourPeople, Inc |
| Order | Docket No. 17-008-S | Tue, 04/04/2017 | Fishkin and Crow Hill Capital |
| Order | Docket No. 17-009-I | Sun, 07/02/2017 | In Re: InsuranceTek |
| Order | Docket No. 17-010-I | Thu, 05/18/2017 | USAA |
| Order | Docket No. 17-013-B | Mon, 05/08/2017 | North American Securities Administrators Association |
| Order | Docket No. 17-014-B | Mon, 07/03/2017 | In Re: DOXO, Inc |
| Order | Docket No. 17-015-B | Sun, 05/07/2017 | Glenview Auto Loan ExParte Order to Cease and Desist |
| Order | Docket No. 17-015-B | Thu, 06/15/2017 | Glenview Auto Loan Amended Order to Cease and Desist |
| Order | Docket No. 17-016-I | Tue, 08/01/2017 | In Re: Liberty Mutual |
| Order | Docket No. 17-017-B | Thu, 06/15/2017 | State Regulatory Registry LLC and NMLS |
| Order | Docket No. 17-018-S | Mon, 01/06/2020 | Winthrop Investment Management Order |
| Order | Docket No. 17-018-S | Sun, 07/02/2017 | In Re: Rodney Winthrop Thompson |
| Order | Docket No. 17-021-B | Thu, 06/29/2017 | Money Transmitter Receipts Guidance and Transition Period |
| Order | Docket No. 17-022-S | Tue, 08/08/2017 | In Re: People's Securities, Inc |
| Order | Docket No. 17-023-B | Mon, 12/18/2017 | In Re: Yapstone Holdings, Inc |
| Order | Docket No. 17-030-S | Wed, 11/08/2017 | Bankers Life and Casualty |
| Order | Docket No. 17-031-B | Thu, 03/15/2018 | In Re: Mercari, Inc |
| Order | Docket No. 17-032-B | Mon, 02/06/2017 | In Re: Transferwise |
| Order | Docket No. 18-004-I | Mon, 04/02/2018 | In Re: Mario A. Rodas |
| Order | Docket No. 18-011-S | Wed, 02/21/2018 | In Re: Merrill Lynch |
Pages
Contact Information
Department of Financial Regulation
Consumer Services
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)
Public Information
For public records, media inquiries, and press releases visit our Public Information web page.
