State of Vermont
DFR Regulations, Orders, Bulletins and Market Conduct Exams
| Type |
Name |
Effective Date | Title |
|---|---|---|---|
| Order | Docket No. 16-035-I | Wed, 11/09/2016 | In Re: Brittany Ouellette, Default Judgement and Order |
| Order | Docket No. 16-036-I | Mon, 06/26/2017 | In Re: Deborah LeFaivre - Default Judgement and Order |
| Order | Docket No. 16-036-I | Tue, 09/13/2016 | In Re: Deborah LeFaivre - Exparte Order for Summary Suspension |
| Order | Docket No. 16-041-I | Wed, 04/12/2017 | Geico |
| Order | Docket No. 16-042-I | Fri, 12/09/2016 | MVP Health Plan Stipulation and Consent |
| Order | Docket No. 17-001-I | Thu, 02/09/2017 | YourPeople, Inc |
| Order | Docket No. 17-008-S | Tue, 04/04/2017 | Fishkin and Crow Hill Capital |
| Order | Docket No. 17-009-I | Sun, 07/02/2017 | In Re: InsuranceTek |
| Order | Docket No. 17-010-I | Thu, 05/18/2017 | USAA |
| Order | Docket No. 17-013-B | Mon, 05/08/2017 | North American Securities Administrators Association |
| Order | Docket No. 17-014-B | Mon, 07/03/2017 | In Re: DOXO, Inc |
| Order | Docket No. 17-015-B | Sun, 05/07/2017 | Glenview Auto Loan ExParte Order to Cease and Desist |
| Order | Docket No. 17-015-B | Thu, 06/15/2017 | Glenview Auto Loan Amended Order to Cease and Desist |
| Order | Docket No. 17-016-I | Tue, 08/01/2017 | In Re: Liberty Mutual |
| Order | Docket No. 17-017-B | Thu, 06/15/2017 | State Regulatory Registry LLC and NMLS |
| Order | Docket No. 17-018-S | Sun, 07/02/2017 | In Re: Rodney Winthrop Thompson |
| Order | Docket No. 17-018-S | Mon, 01/06/2020 | Winthrop Investment Management Order |
| Order | Docket No. 17-021-B | Thu, 06/29/2017 | Money Transmitter Receipts Guidance and Transition Period |
| Order | Docket No. 17-022-S | Tue, 08/08/2017 | In Re: People's Securities, Inc |
| Order | Docket No. 17-023-B | Mon, 12/18/2017 | In Re: Yapstone Holdings, Inc |
| Order | Docket No. 17-030-S | Wed, 11/08/2017 | Bankers Life and Casualty |
| Order | Docket No. 17-031-B | Thu, 03/15/2018 | In Re: Mercari, Inc |
| Order | Docket No. 17-032-B | Mon, 02/06/2017 | In Re: Transferwise |
| Order | Docket No. 18-004-I | Mon, 04/02/2018 | In Re: Mario A. Rodas |
| Order | Docket No. 18-011-S | Wed, 02/21/2018 | In Re: Merrill Lynch |
Pages
Contact Information
Department of Financial Regulation
Consumer Services
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)
Public Information
For public records, media inquiries, and press releases visit our Public Information web page.
