DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Namesort ascending Effective Date Title
Bulletin WITHDRAWN - Insurance Bulletin #92 Wed, 09/04/2019 AIDS Testing Requirements (Withdrawn)
Bulletin Securities Bulletin S-2018-01 Mon, 01/08/2018 Joint Guidance on Providing Advice for Securities and Insurance Products
Bulletin Securities Bulletin 15-01-S Mon, 07/20/2015 Guidance on Utilizing the Rule Providing for the Vermont Small Business Offerings
Order RESCINDED - Docket No. 16-019-S Thu, 04/04/2019 First Financial Equity Corporation Order and Consent (Rescinded)
Regulation Reg. S-2016-01 (Revised) Mon, 08/12/2019 Vermont Securities Regulations
Regulation Reg. IH-2001-01 Sat, 11/17/2001 Privacy of Consumer Financial and Health Information Regulation
Regulation Reg. I-2021-01 Fri, 07/01/2022 Third Party Administrator Rule
Regulation Reg. I-2019-03 Wed, 01/01/2020 Insurance Regulatory Sandbox; Innovation Waiver Regulation
Regulation Reg. I-2019-02 Sun, 03/01/2020 Business Entity Limited Lines Producer for Self-Storage Insurance License
Regulation Reg. I-2018-03 Thu, 05/23/2019 Short-Term, Limited-Duration Health Insurance
Regulation Reg. I-2018-02-E Thu, 01/03/2019 Self-Insured Multiple Employer Welfare Arrangements and Association Health Plans
Regulation Reg. I-2018-01 Fri, 01/25/2019 Fully-Insured Multiple Employer Welfare Arrangements And Association Health Plans
Regulation Reg. I-2016-02 Mon, 05/15/2017 Business Entity Limited Lines Producer for Travel Insurance License
Regulation Reg. I-2016-01 Sat, 12/24/2016 Online Posting of Prescription Drug Formularies by Health Insurers
Regulation Reg. I-2015-01 Wed, 03/30/2016 Corporate Governance Annual Disclosure
Regulation Reg. I-2014-01 Fri, 09/18/2015 Electronic Insurance Notices
Regulation Reg. I-2013-01 Tue, 10/01/2013 Guidelines for Distinguishing Between Primary and Specialty Mental Health and Substance Abuse Services
Regulation Reg. I-2012-01 Mon, 04/15/2013 Business Entity Limited Lines Producer License for Portable Electronics Insurance
Regulation Reg. I-2010-03 Mon, 05/09/2011 Property and Casualty Insurance Filing Procedures and Reporting Requirements
Regulation Reg. I-2010-02 Fri, 07/09/2010 Life and Health Actuarial Opinion and Memorandum Regulation
Regulation Reg. I-2009-06 (Revised) Sat, 06/01/2019 Annual Financial Reporting
Regulation Reg. I-2007-04 Fri, 04/11/2008 Military Sales Practices
Regulation Reg. I-2007-03 Fri, 12/21/2007 Recognition of Preferred Mortality Tables for Use in Determining Minimum Reserve Liabilities
Regulation Reg. I-2007-02 Thu, 05/01/2008 Limited Lines Producer License for Credit Insurance
Regulation Reg. I-2007-01 Thu, 05/01/2008 Business Entity Limited Lines Producer License for Credit Insurance

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Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

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