DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort descending
Regulation Reg. C-2012-01 Wed, 08/01/2012 Annual Financial Reporting Regulation for Risk Retention Groups Chartered in Vermont
Order Docket No. 19-051-I Mon, 12/16/2019 Anthony John Panza Stipulation and Consent
Bulletin Insurance Bulletin #197 Wed, 12/20/2017 Application of Statutory Employee Exception Following Koski
Order Docket No. 15-026-I Mon, 10/12/2015 Applied Underwriters and SolutionOne Products
Order Docket No. 06-043-S Fri, 07/07/2006 Applying Provisions of Certain Regulations, Bulletins, Policy Statements, and Orders to the Vermont Securities Act
Regulation Reg. I-1986-04 Mon, 12/23/1985 Assessment Regulation
Bulletin Banking Bulletin #49 Fri, 06/21/2019 Automated Teller Machine Disclosures
Order Docket No. 17-030-S Wed, 11/08/2017 Bankers Life and Casualty
Order Docket No. 12-023-I Wed, 02/13/2013 Bankers Life Stipulation and Consent Order
Order Docket No. 12-003-S Thu, 01/19/2012 Barry Cassese and KC Ward Financial
Order Docket No. 19-007-I Thu, 02/07/2019 BCBSVT Risk Based Capital Order
Order Docket No. 13-020-B Mon, 09/16/2013 Brandon Maddick - Order
Bulletin Insurance Bulletin #191 Tue, 01/24/2017 Breast Tomosynthesis
Order Docket No. 19-042-S Tue, 09/10/2019 Broad Street Capital Markets LLC - Ex Parte Order to Cease and Desist
Order Docket No. 10-052-S Wed, 06/09/2010 Buglisi and Rockwell Global Capital Consent Order
Bulletin Insurance Bulletin #165 Tue, 09/06/2011 Bulletin Authorizing the Use of Catastrophe Adjusters and Appraisers
Bulletin Insurance Bulletin #199 Fri, 11/10/2017 Bulletin Authorizing the Use of Catastrophe Adjusters and Appraisers During Catastrophe or Extraordinary Loss Events
Bulletin Insurance Bulletin #84 Fri, 07/17/1987 Bulletin to All Health Insurance Companies
Regulation Reg. I-2019-02 Sun, 03/01/2020 Business Entity Limited Lines Producer for Self-Storage Insurance License
Regulation Reg. I-2016-02 Mon, 05/15/2017 Business Entity Limited Lines Producer for Travel Insurance License
Regulation Reg. I-2007-01 Thu, 05/01/2008 Business Entity Limited Lines Producer License for Credit Insurance
Regulation Reg. I-2012-01 Mon, 04/15/2013 Business Entity Limited Lines Producer License for Portable Electronics Insurance
Regulation Reg. I-2002-02 Fri, 10/15/2004 Business Entity Limited Lines Producer License for Rental Car Insurance
Bulletin Insurance Bulletin #176 Mon, 06/03/2013 Cancellation, Nonrenewal, and Renewal of Surplus Lines Contracts
Regulation Reg. C-2006-02 Sun, 04/01/2007 Captive Insurance Companies Reinsuring Life Insurance Policies

Pages

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Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

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