DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort descending
Order Docket No. 13-001-S Fri, 02/08/2013 UVEST Financial Services Group Consent Order
Regulation Reg. I-1999-03 Sat, 01/01/2000 Valuation of Life Insurance Policies
Order Docket No. 10-038-S Wed, 05/05/2010 Van Hamm and Meyers Associates Consent Order
Regulation Reg. I-1988-03 Sun, 01/15/1989 Variable Life Insurance Model Regulation
Bulletin Insurance Bulletin #205 Thu, 06/13/2019 Vermont Association Health Plans
Bulletin Banking Bulletin #23 Sat, 07/01/2000 Vermont Civil Union Law
Regulation Reg. B-2016-01 Sat, 04/01/2017 Vermont Disclosure Form - Amount to Be Financed in a Motor Vehicle Retail Installment Contract
Order Docket No. 12-041-I Wed, 05/22/2013 Vermont Health Co-op Licensing Decision and Order
Regulation Reg. I-1977-02 (Revised) Wed, 10/01/1980 Vermont Life Insurance Solicitation Regulation
Bulletin Insurance Bulletin #58 Sun, 04/11/1982 Vermont Purchase and Use Tax - Settlement of Auto Total Loss
Regulation Reg. S-2016-01 (Revised) Mon, 08/12/2019 Vermont Securities Regulations
Bulletin Insurance Bulletin #206 Thu, 12/05/2019 Virtual Adjustment of Vehicle Partial And Total Loss Claims
Bulletin Insurance Bulletin #150 Fri, 01/20/2006 Voluntary Expedited Filing Procedures for Compliance with the Provisions of the Terrorism Risk Insurance Extension Act 2005
Bulletin Insurance Bulletin #132 Wed, 01/09/2002 Voluntary Expeditated Filing Procedures for Insurance Applications Developed to Allow Depository Institutions to Meet Their Disclosure Obligations Under Section 305 of the Gramm-Leach-Bliley Act
Order Docket No. 12-020-B and 12-021-B Fri, 10/05/2012 VSECU Settlement Agreement
Order Docket No. 20-038-B Sat, 02/27/2021 Wave Financial Stipulation and Consent
Order Docket No. 16-025-S Thu, 06/09/2016 Wells Fargo Advisors LLC
Order Docket No. 10-030-S Wed, 04/28/2010 Wells Fargo Investments Consent Order
Order Docket No. 20-029-S Wed, 10/14/2020 William J. Therieau Cease and Desist
Order Docket No. 17-018-S Mon, 01/06/2020 Winthrop Investment Management Order
Bulletin Banking Bulletin #39 Wed, 11/27/2013 Withdrawal of Unnecessary Banking Bulletins
Bulletin Insurance Bulletin #158 Mon, 06/07/2010 Withdrawal of Unnecessary or Superseded Bulletins
Bulletin Insurance Bulletin #209 (Withdrawn) Fri, 10/23/2020 WITHDRAWN - Access to COVID-19 Testing
Regulation Reg. H-2020-06-E (Withdrawn) Fri, 10/23/2020 WITHDRAWN - Access to Health Care Services During the Covid-19 Pandemic
Bulletin Banking Bulletin #43 (Withdrawn) Thu, 07/14/2016 WITHDRAWN - Automated Teller Machine Disclosures

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Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

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