DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort descending
Order Docket No. 10-080-S Thu, 09/23/2010 Electronic Notice Filing of Certain Federal Covered Securities with Vermont
Bulletin Health Bulletin #101 Thu, 10/01/1998 Elimination Periods in Disability Policies
Order Docket No. 19-052-S Thu, 10/31/2019 Essex Securities LLC Stipulation and Consent Order
Order Docket No. 18-013-I Fri, 08/31/2018 Ex Parte Order for Summary Suspension Of Christopher Wocell’s Resident Producer and Surplus Lines Licenses
Bulletin Insurance Bulletin #134 Thu, 11/08/2001 Exclusion of Coverage or Punitive Damages in Policies Issued by Surplus Lines Carriers
Bulletin Insurance Bulletin #194 Wed, 06/07/2017 Expense Discounts for Medicare Supplemental Insurance Policies
Regulation Reg. I-1979-02 (Revised) Sun, 07/01/2018 Fair Claims Practices
Bulletin Insurance Bulletin #183 Wed, 02/18/2015 Filing Procedures for Compliance with the Provisions of the Terrorism Risk Insurance Program Reauthorization Act of 2015
Bulletin Insurance Bulletin #75 Mon, 11/12/1984 Filing Status Inquiries
Bulletin Banking Bulletin #36 Thu, 05/10/2012 Financial Advisors - Transition Period to Obtain a Mortgage Loan Originator License
Bulletin Insurance Bulletin #140 Mon, 05/20/2002 Fire Loss Report Form (DPS 508) No Longer Required
Order RESCINDED - Docket No. 16-019-S Thu, 04/04/2019 First Financial Equity Corporation Order and Consent (Rescinded)
Order Docket No. 17-008-S Tue, 04/04/2017 Fishkin and Crow Hill Capital
Order Docket No. 18-039-B Tue, 07/24/2018 FNC Insurance Agency, Inc.
Regulation Reg. I-2018-01 Fri, 01/25/2019 Fully-Insured Multiple Employer Welfare Arrangements And Association Health Plans
Order Docket No. 19-022-S Wed, 06/05/2019 Gallatin Capital LLC Stipulation and Consent Order
Order Docket No. 16-041-I Wed, 04/12/2017 Geico
Order Docket No. 17-015-B Thu, 06/15/2017 Glenview Auto Loan Amended Order to Cease and Desist
Order Docket No. 17-015-B Sun, 05/07/2017 Glenview Auto Loan ExParte Order to Cease and Desist
Order Docket No. 10-032-S Tue, 04/27/2010 Goldman Sachs Consent Order
Bulletin Insurance Bulletin #100 Tue, 05/21/1991 Group Conversion Policy Premium
Bulletin Insurance Bulletin #61 Thu, 09/09/1982 Group Insurance / Trust Agreements
Bulletin Banking Bulletin #45 Tue, 04/04/2017 Guidance for Implementing Regulation B-2016-01
Bulletin Captive Bulletin C-2014-01 Thu, 01/09/2014 Guidance for Special Purpose Financial Insurers
Bulletin Securities Bulletin 15-01-S Mon, 07/20/2015 Guidance on Utilizing the Rule Providing for the Vermont Small Business Offerings

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833-337-4685 (toll free)

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