DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort descending
Order Docket No. 19-064-I Wed, 03/04/2020 Deborah Miner Default Judgement and Order
Order Docket No. 14-088-B Mon, 12/22/2014 Debra Kinney - Order
Regulation Reg. I-1993-02 (Revised) Thu, 10/16/2014 Defining Standards and Commissioner's Authority for Companies Deemed to Be in Hazardous Financial Condition
Bulletin Health Bulletin #113 Thu, 09/02/2004 Definition of Creditable Coverage
Regulation Reg. DFR-1982-01 Thu, 12/30/1982 Department of Banking, Insurance, Securities and Health Care Administration Hearing Procedures
Bulletin Health Bulletin #108 Thu, 10/12/2000 Diabetes Self-Management Training and Education Required by 8 VSA 4089c
Regulation Reg. I-1978-01 (Revised) Mon, 05/01/1995 Disclosure
Bulletin Health Bulletin #127 Mon, 10/06/2008 Discrimination Against Disability Due to a Mental Health Condition Prohibited in Disability Income Replacement Insurance
Bulletin Banking Bulletin #25 Mon, 10/21/2002 Documentation Fees
Order Docket No. 16-022-S Tue, 09/06/2016 EKN Financial Services, Inc - Default Judgement and Order
Regulation Reg. I-2014-01 Fri, 09/18/2015 Electronic Insurance Notices
Order Docket No. 10-080-S Thu, 09/23/2010 Electronic Notice Filing of Certain Federal Covered Securities with Vermont
Bulletin Health Bulletin #101 Thu, 10/01/1998 Elimination Periods in Disability Policies
Order Docket No. 19-052-S Thu, 10/31/2019 Essex Securities LLC Stipulation and Consent Order
Order Docket No. 18-013-I Fri, 08/31/2018 Ex Parte Order for Summary Suspension Of Christopher Wocell’s Resident Producer and Surplus Lines Licenses
Bulletin Insurance Bulletin #134 Thu, 11/08/2001 Exclusion of Coverage or Punitive Damages in Policies Issued by Surplus Lines Carriers
Bulletin Insurance Bulletin #194 Wed, 06/07/2017 Expense Discounts for Medicare Supplemental Insurance Policies
Regulation Reg. I-1979-02 (Revised) Sun, 07/01/2018 Fair Claims Practices
Order Docket No. 20-016-S Wed, 03/18/2020 Fairholme Stipulation and Consent Order
Bulletin Insurance Bulletin #183 Wed, 02/18/2015 Filing Procedures for Compliance with the Provisions of the Terrorism Risk Insurance Program Reauthorization Act of 2015
Bulletin Insurance Bulletin #75 Mon, 11/12/1984 Filing Status Inquiries
Bulletin Banking Bulletin #36 Thu, 05/10/2012 Financial Advisors - Transition Period to Obtain a Mortgage Loan Originator License
Bulletin Insurance Bulletin #140 Mon, 05/20/2002 Fire Loss Report Form (DPS 508) No Longer Required
Order RESCINDED - Docket No. 16-019-S Thu, 04/04/2019 First Financial Equity Corporation Order and Consent (Rescinded)
Order Docket No. 17-008-S Tue, 04/04/2017 Fishkin and Crow Hill Capital

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Department of Financial Regulation
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