State of Vermont
DFR Regulations, Orders, Bulletins and Market Conduct Exams
| Type | Name | Effective Date |
Title |
|---|---|---|---|
| Bulletin | Insurance Bulletin #155 | Thu, 11/13/2008 | Mandatory Use of SERFF and EFT for Submitting Filings to the Department |
| Bulletin | Health Bulletin #128 | Thu, 11/13/2008 | Mandatory Use of SERFF and EFT for Submitting Filings to Department |
| Bulletin | Insurance Bulletin #77 | Tue, 01/28/1986 | Mandatory Financial Responsibility, Proof of Insurance ID Cards |
| Regulation | Reg. I-1994-02 | Mon, 08/01/1994 | Managing General Agents, ReInsurance intermediaries, and Producer Controlled insurers |
| Regulation | Reg. I-1976-01 | Thu, 01/15/1976 | Maintenance of Complaint Records |
| Bulletin | Captive Bulletin C-2015-01 | Mon, 06/15/2015 | Maintaining Regulatory Minimum Capital and Surplus Requirements |
| Order | Docket No. 15-019-I | Tue, 06/09/2015 | Maine Mutual - Stipulation and Consent |
| Bulletin | Health Bulletin #114 | Thu, 05/12/2005 | Mail and Pharmacy Prescription Drug Purchasing Parity |
| Order | Docket No. 18-032-S | Tue, 11/20/2018 | LPL Financial LLC |
| Order | Docket No. 16-038-S | Tue, 04/26/2016 | LPL Financial Consent Order |
| Order | Docket No. 21-007-S | Fri, 04/30/2021 | Louis Olave Stipulation and Consent Order |
| Order | Docket No. 19-050-I | Thu, 12/19/2019 | Lorie Jean Zylicz Default Judgement and Order |
| Regulation | Reg. H-2009-01 | Thu, 04/01/2010 | Long-Term Care Insurance |
| Order | Docket No. 19-057-I | Mon, 02/10/2020 | Lluri Jimenez Default Judgement and Order |
| Order | Docket No. 10-028-S | Thu, 03/04/2010 | Lisa Graves Consent Order |
| Order | Docket No. 13-033-B | Fri, 01/10/2014 | Lisa Fendelet - Order |
| Order | Docket No. 19-035-S | Mon, 09/16/2019 | LiquidPiston, Inc. Stipulation and Consent Order |
| Order | Docket No. 10-002-S | Fri, 01/08/2010 | Lincoln Financial Securities Consent Order |
| Bulletin | Insurance Bulletin #157 | Mon, 01/04/2010 | Limited Lines Producer Licenses |
| Regulation | Reg. I-2007-02 | Thu, 05/01/2008 | Limited Lines Producer License for Credit Insurance |
| Bulletin | Insurance Bulletin #120 | Wed, 07/15/1998 | Life, Annuity, and Health Filings |
| Bulletin | Insurance Bulletin #62 | Fri, 07/08/1983 | Life Policy Loans with Adjustable Interest Rates |
| Regulation | Reg. I-1998-01 | Mon, 03/01/1999 | Life Insurance Illustrations Regulation |
| Regulation | Reg. I-2001-03 | Fri, 03/01/2002 | Life Insurance and Annuities Replacement |
| Regulation | Reg. I-1993-01 | Sat, 10/01/1994 | Life and Health Insurance Agreements |
Pages
Contact Information
Department of Financial Regulation
Consumer Services
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)
Public Information
For public records, media inquiries, and press releases visit our Public Information web page.
Employee Information
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