DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort ascending
Order Docket No. 14-024-S Tue, 05/27/2014 Jason Oleet and Middlebury Securities, LLC - Order
Order Docket No. 19-065-I Wed, 03/04/2020 Jasmyne Franking Default Order and Judgement
Order Docket No. 19-029-I and 19-029-S Fri, 12/20/2019 Jack Trainham and Retirement And College Financial Services of Vermont Stipulation and Consent
Regulation Reg. I-1993-03 Thu, 06/10/1993 Investments in Medium Grade and Lower Grade Obligations
Order Docket No. 18-027-B Wed, 06/13/2018 Internet Escrow Services, Inc.
Bulletin Insurance Bulletin #159 (Revised) Tue, 03/23/2021 Interest of Life Insurance Death Benefits (Revised)
Bulletin Insurance Bulletin #202 Fri, 11/02/2018 Interest of Insurance Claim Payments
Bulletin Health Bulletin #135 Mon, 11/05/2012 Integration of the Treatment for Mental Health, Substance Abuse, Physical Health
Bulletin Insurance Bulletin #166 Tue, 09/06/2011 Insurer Alert - Federal Disaster and Aftermath of Tropical Storm Irene in Vermont
Bulletin Insurance Bulletin #80 Sat, 09/13/1986 Insurance Trade Practices, Boycott, Coercion, and Intimidation
Regulation Reg. I-2019-03 Wed, 01/01/2020 Insurance Regulatory Sandbox; Innovation Waiver Regulation
Bulletin Insurance Bulletin #154 Mon, 07/23/2007 Insurance Laws Enacted During the 2007 Legislative Session
Regulation Reg. I-1971-02 (Revised) Thu, 12/25/2014 Insurance Holding Company Systems
Bulletin Insurance Bulletin #141 Tue, 11/26/2002 Information About Coverage for Mold Losses
Bulletin Insurance Bulletin #148 Tue, 02/01/2005 Individual Life Insurance Termination and Secondary Addressee Notice
Bulletin Insurance Bulletin #121 Sat, 08/01/1998 Indexed Life Insurance Products
Bulletin Insurance Bulletin #110 Wed, 09/18/1996 Indexed Annuities
Regulation Reg. H-2011-02 Fri, 07/01/2011 Independent External Review of Health Care Service Decisions
Bulletin Health Bulletin #104 Thu, 06/03/1999 Independent External Review of Health Care Decisions
Regulation Reg. I-1991-02 Wed, 01/01/1992 Independent Analysis of Proposed Medicare Supplement Rate Increases
Order Docket No. 16-007-I Mon, 03/07/2016 In Re; Liberty Insurance - Stipulation and Consent
Order Docket No. 17-023-B Mon, 12/18/2017 In Re: Yapstone Holdings, Inc
Order Docket No. 12-056-I Mon, 01/30/2012 In Re: William A Newburn Default Judgement and Order
Order Docket No. 13-043-I Sun, 11/03/2013 In Re: Vermont Health Connect - Order
Order Docket No. 13-002-I Wed, 03/13/2013 In Re: Vermont Health Benefit Exchange - Rate Structure and Multipliers

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Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

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833-337-4685 (toll free)

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